FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 12/31/2014

Position Statistics

Total Positions 245
New Positions 35
Increased Positions 84
Decreased Positions 155
Positions with Activity 239
Sold Out Positions 67
Total Mkt Value (in $ millions) 728

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.76%
Capital Goods 3.85%
Conglomerates
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 8.1%
Energy 1.58%
Financial 50.98%
Healthcare 3.79%
Services 11.93%
Technology 11%
Transportation 0.81%
Utilities 1.37%

245 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 0-5YR HI YL CP 779 779 New 15,885
ISHARES 1-3 YR CR BD ETF 5,482 51 .95 51,988
ISHARES TR 1-3 YR TR BD ETF 12,610 4,895 63.44 148,738
ISHARES TR 20+ YR TR BD ETF -1,232 Sold Out 0
ISHARES 3-7 YR TR BD ETF 357 357 New 2,893
ISHARES TR 7-10 Y TR BD ETF 5,623 628 12.58 52,858
ISHARES AGENCY BOND ETF 613 New 5,415
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT -1,013 Sold Out 0
SPDR SERIES TRUST BARC SHT TR CP 8,537 -120 (1.39) 278,427
SSGA ACTIVE ETF TR BLKSTN GSOSRLN 447 -45 (9.05) 9,071
SPDR SERIES TRUST BRC CNV SECS ETF 9,990 2,965 42.20 208,116
SPDR SERIES TRUST BRC HGH YLD BD -1,096 Sold Out 0
SPDR SERIES TRUST BRCLYS INTL ETF -1,205 Sold Out 0
FACEBOOK INC CL A 6,485 -75 (1.14) 83,612
GOOGLE INC CL A -251 Sold Out 0
ROCK-TENN CO CL A 1,563 119 8.24 25,339
WADDELL & REED FINL INC CL A 7,535 7,535 New 157,741
ROGERS COMMUNICATIONS INC CL B -5,776 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -210 Sold Out 0
3M CO COM 1,444 24 1.69 9,146


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