FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 12/31/2013

Position Statistics

Total Positions 202
New Positions 37
Increased Positions 120
Decreased Positions 77
Positions with Activity 197
Sold Out Positions 30
Total Mkt Value (in $ millions) 702

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.31%
Capital Goods 1.87%
Conglomerates
Consumer Cyclical 0.98%
Consumer/Non-Cyclical 2.02%
Energy 5.96%
Financial 62.79%
Healthcare 5.06%
Services 5.21%
Technology 8.8%
Transportation
Utilities 0.99%

202 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES 1-3 YR CR BD ETF 15,583 -1,960 (11.17) 147,731
ISHARES 1-3 YR TR BD ETF 5,488 -29 (0.52) 64,949
ISHARES 3-7 YR TR BD ETF -553 Sold Out 0
ISHARES 7-10 Y TR BD ETF 8,777 -505 (5.44) 85,739
TEVA PHARMACEUTICAL INDS LTD ADR -7,394 Sold Out 0
ISHARES AGENCY BOND ETF 709 709 New 6,335
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT -10,571 Sold Out 0
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 8,205 8,205 New 162,543
SPDR SERIES TRUST BARC SHT TR CP 6,203 6,203 New 201,471
SSGA ACTIVE ETF TR BLKSTN GSOSRLN 215 New 4,304
SPDR SERIES TRUST BRC HGH YLD BD 374 105 38.87 9,054
FACEBOOK INC CL A 7,142 -15 (0.21) 119,594
RETAIL PPTYS AMER INC CL A 522 -236 (31.13) 36,578
VMWARE INC CL A COM 3,240 3,240 New 31,664
BLACKHAWK NETWORK HLDGS INC CL B -430 Sold Out 0
MOLSON COORS BREWING CO CL B 3,085 -29 (0.94) 52,700
BERKSHIRE HATHAWAY INC DEL CL B NEW 365 New 2,900
3M CO COM 999 20 2.03 7,305
ABBOTT LABS COM 836 54 6.87 21,789
ABBVIE INC COM 891 12 1.37 18,522