FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 12/31/2014

Position Statistics

Total Positions 245
New Positions 35
Increased Positions 84
Decreased Positions 155
Positions with Activity 239
Sold Out Positions 67
Total Mkt Value (in $ millions) 729

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.67%
Capital Goods 3.95%
Conglomerates
Consumer Cyclical 0.54%
Consumer/Non-Cyclical 8.28%
Energy 1.54%
Financial 50.52%
Healthcare 3.8%
Services 12.44%
Technology 10.78%
Transportation 0.92%
Utilities 1.36%

245 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 0-5YR HI YL CP 778 778 New 15,885
ISHARES 1-3 YR CR BD ETF 5,481 51 .95 51,988
ISHARES TR 1-3 YR TR BD ETF 12,616 4,897 63.44 148,738
ISHARES TR 20+ YR TR BD ETF -1,317 Sold Out 0
ISHARES 3-7 YR TR BD ETF 358 358 New 2,893
ISHARES TR 7-10 Y TR BD ETF 5,715 639 12.58 52,858
ISHARES AGENCY BOND ETF 619 New 5,415
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT -1,024 Sold Out 0
SPDR SERIES TRUST BARC SHT TR CP 8,539 -120 (1.39) 278,427
SSGA ACTIVE ETF TR BLKSTN GSOSRLN 448 -45 (9.05) 9,071
SPDR SERIES TRUST BRC CNV SECS ETF 9,913 2,942 42.20 208,116
SPDR SERIES TRUST BRC HGH YLD BD -1,090 Sold Out 0
SPDR SERIES TRUST BRCLYS INTL ETF -1,209 Sold Out 0
FACEBOOK INC CL A 6,965 -80 (1.14) 83,612
GOOGLE INC CL A -258 Sold Out 0
ROCK-TENN CO CL A 1,622 123 8.24 25,339
WADDELL & REED FINL INC CL A 7,824 7,824 New 157,741
ROGERS COMMUNICATIONS INC CL B -5,724 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -209 Sold Out 0
3M CO COM 1,495 25 1.69 9,146


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