FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 09/30/2014

Position Statistics

Total Positions 239
New Positions 68
Increased Positions 167
Decreased Positions 69
Positions with Activity 236
Sold Out Positions 28
Total Mkt Value (in $ millions) 751

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.38%
Capital Goods 4.31%
Conglomerates
Consumer Cyclical 0.69%
Consumer/Non-Cyclical 5.19%
Energy 2.49%
Financial 53.3%
Healthcare 4.56%
Services 15.66%
Technology 9.44%
Transportation 0.88%
Utilities 0.3%

239 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXXON MOBIL CORP COM 3,513 679 23.97 40,187
SYSCO CORP COM 3,507 3,507 New 89,537
VANGUARD INDEX FDS GROWTH ETF 3,498 -941 (21.19) 34,029
ISHARES MICRO-CAP ETF 3,458 194 5.96 46,849
POWERSHARES ETF TRUST FTSE RAFI 1000 3,385 -1,326 (28.15) 38,452
ISHARES JP MOR EM MK ETF 3,337 144 4.52 29,856
POWERSHARES ETF TRUST II SENIOR LN PORT 3,288 -6,210 (65.39) 137,156
CALAMOS CONV OPP AND INC FD SH BEN INT 3,194 136 4.46 248,735
CITIGROUP INC COM NEW 3,166 199 6.69 67,429
SANOFI SPONSORED ADR 3,008 184 6.52 65,264
KOHLS CORP COM 2,863 -254 (8.15) 47,947
PROSHARES TR SHRT 20+YR TRE 2,850 2,850 New 124,447
ISHARES GOLD TRUST ISHARES 2,813 -249 (8.14) 226,319
EMERSON ELEC CO COM 2,739 2,739 New 48,103
ANALOG DEVICES INC COM 2,659 2,659 New 51,034
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 2,622 699 36.34 10,044
FLUOR CORP NEW COM 2,408 2,408 New 44,926
POWERSHARES ETF TRUST DWA MOMENTUM PTF 2,364 -577 (19.63) 57,727
SPDR S&P 500 ETF TR TR UNIT 2,289 2,289 New 11,477
NATIONAL OILWELL VARCO INC COM 2,268 194 9.38 41,672