FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 09/30/2014

Position Statistics

Total Positions 239
New Positions 68
Increased Positions 167
Decreased Positions 69
Positions with Activity 236
Sold Out Positions 28
Total Mkt Value (in $ millions) 762

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.35%
Capital Goods 4.32%
Conglomerates
Consumer Cyclical 0.77%
Consumer/Non-Cyclical 5.24%
Energy 2.64%
Financial 52.92%
Healthcare 4.5%
Services 15.22%
Technology 10.01%
Transportation 0.95%
Utilities 0.31%

239 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SYSCO CORP COM 3,634 3,634 New 89,537
AETNA INC NEW COM 3,608 3,608 New 40,275
VANGUARD INDEX FDS GROWTH ETF 3,583 -964 (21.19) 34,029
ISHARES MICRO-CAP ETF 3,582 201 5.96 46,849
BED BATH & BEYOND INC COM 3,564 3,564 New 47,201
POWERSHARES ETF TRUST FTSE RAFI 1000 3,550 -1,391 (28.15) 38,452
ISHARES JP MOR EM MK ETF 3,310 143 4.52 29,856
POWERSHARES ETF TRUST II SENIOR LN PORT 3,286 -6,208 (65.39) 137,156
CALAMOS CONV OPP AND INC FD SH BEN INT 3,234 138 4.46 248,735
PROSHARES TR SHRT 20+YR TRE 3,185 3,185 New 124,447
SANOFI SPONSORED ADR 3,025 185 6.52 65,264
EMERSON ELEC CO COM 3,018 3,018 New 48,103
KOHLS CORP COM 2,899 -257 (8.15) 47,947
ANALOG DEVICES INC COM 2,894 2,894 New 51,034
NATIONAL OILWELL VARCO INC COM 2,758 236 9.38 41,672
FLUOR CORP NEW COM 2,709 2,709 New 44,926
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 2,671 712 36.34 10,044
ISHARES GOLD TRUST ISHARES 2,571 -228 (8.14) 226,319
POWERSHARES ETF TRUST DWA MOMENTUM PTF 2,389 -583 (19.63) 57,727
SPDR S&P 500 ETF TR TR UNIT 2,385 2,385 New 11,477


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