FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 12/31/2014

Position Statistics

Total Positions 245
New Positions 35
Increased Positions 84
Decreased Positions 155
Positions with Activity 239
Sold Out Positions 67
Total Mkt Value (in $ millions) 726

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.7%
Capital Goods 3.94%
Conglomerates
Consumer Cyclical 0.54%
Consumer/Non-Cyclical 8.12%
Energy 1.57%
Financial 50.81%
Healthcare 3.82%
Services 12.46%
Technology 10.52%
Transportation 0.93%
Utilities 1.37%

245 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CONSOLIDATED EDISON INC COM 3,180 3,180 New 52,490
CAMPBELL SOUP CO COM 3,151 3,151 New 69,400
POWERSHARES ETF TRUST II SENIOR LN PORT 3,147 -149 (4.53) 130,944
CAPITAL ONE FINL CORP COM 3,059 3,059 New 38,800
CELANESE CORP DEL COM SER A 2,935 2,935 New 53,200
OMEGA HEALTHCARE INVS INC COM 2,865 2,865 New 70,900
BLOCK H & R INC COM 2,859 2,859 New 88,500
FRANKLIN RES INC COM 2,824 2,824 New 54,632
ISHARES EM MK MINVOL ETF 2,768 2,167 360.88 47,577
EMERSON ELEC CO COM 2,733 11 .40 48,293
EXXON MOBIL CORP COM 2,653 -757 (22.21) 31,262
PROSHARES TR RAFI LG SHT FD 2,597 -2,526 (49.31) 63,704
POWERSHARES ETF TRUST DWA MOMENTUM PTF 2,361 -126 (5.08) 54,793
VALERO ENERGY CORP NEW COM 2,063 151 7.90 32,345
INDEXIQ ETF TR IQ MRGR ARB ETF 1,938 26 1.37 67,162
HUMANA INC COM 1,767 -98 (5.28) 9,962
CISCO SYS INC COM 1,764 -72 (3.9) 64,251
CHUBB CORP COM 1,745 64 3.79 17,345
LOCKHEED MARTIN CORP COM 1,734 -148 (7.89) 8,712
JPMORGAN CHASE & CO COM 1,732 -100 (5.47) 29,061