FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 12/31/2013

Position Statistics

Total Positions 202
New Positions 37
Increased Positions 120
Decreased Positions 77
Positions with Activity 197
Sold Out Positions 30
Total Mkt Value (in $ millions) 703

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.3%
Capital Goods 1.86%
Conglomerates
Consumer Cyclical 1%
Consumer/Non-Cyclical 2.02%
Energy 5.99%
Financial 62.77%
Healthcare 5.05%
Services 5.18%
Technology 8.84%
Transportation
Utilities 0.99%

202 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES 1-3 YR TR BD ETF 5,487 -29 (0.52) 64,949
TORONTO DOMINION BK ONT COM NEW 5,405 374 7.43 114,986
NOBLE CORP PLC SHS USD 4,689 4,689 New 154,441
POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 4,560 -1,089 (19.28) 188,427
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 4,425 -153 (3.35) 74,700
ISHARES GOLD TRUST ISHARES 4,192 4,192 New 333,765
VANGUARD INDEX FDS SML CP GRW ETF 4,012 -227 (5.37) 33,282
ISHARES MSCI BRIC INDX 3,915 3,915 New 106,051
PROCTER & GAMBLE CO COM 3,817 184 5.06 46,684
WISDOMTREE TR EM LCL DEBT FD 3,366 -3,481 (50.83) 72,632
HEALTH CARE REIT INC COM 3,315 3,315 New 53,513
VMWARE INC CL A COM 3,267 3,267 New 31,664
JUNIPER NETWORKS INC COM 3,257 3,257 New 129,400
SCHLUMBERGER LTD COM 3,212 3,212 New 32,150
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 3,208 3,208 New 113,611
ISHARES JP MOR EM MK ETF 3,086 3,086 New 27,523
MOLSON COORS BREWING CO CL B 3,073 -29 (0.94) 52,700
ISHARES INTL TREA BD ETF 3,039 3,039 New 29,309
PRUDENTIAL FINL INC COM 3,003 6 .19 37,109
ISHARES MSCI EAFE ETF 2,964 -260 (8.06) 43,892