FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 06/30/2014

Position Statistics

Total Positions 205
New Positions 38
Increased Positions 134
Decreased Positions 66
Positions with Activity 200
Sold Out Positions 34
Total Mkt Value (in $ millions) 654

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.35%
Capital Goods 2.3%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 3.15%
Energy 2.95%
Financial 61.16%
Healthcare 4.88%
Services 11.39%
Technology 5.96%
Transportation
Utilities 2.26%

205 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR S&P 100 ETF 5,172 1,950 60.50 60,924
WISDOMTREE TR LARGECAP DIVID 4,886 -49 (1) 70,778
SPDR SERIES TRUST BRC HGH YLD BD 4,656 4,280 1,137.61 115,370
POWERSHARES ETF TRUST FTSE RAFI 1000 4,545 -43 (0.93) 53,518
WISDOMTREE TR EMERG MKTS ETF 4,351 3,701 569.05 93,011
VANGUARD INDEX FDS GROWTH ETF 4,169 -66 (1.55) 43,180
NETAPP INC COM 4,054 4,054 New 105,200
PROCTER & GAMBLE CO COM 4,019 79 2.01 47,748
QUEST DIAGNOSTICS INC COM 3,908 3,370 626.59 65,517
SPDR SERIES TRUST BRC CNV SECS ETF 3,729 3,729 New 78,129
ISHARES INC CORE MSCI EMKT 3,719 3,719 New 75,678
VANGUARD INTL EQUITY INDEX FD GLB EX US ETF 3,596 3,596 New 66,610
WISDOMTREE TR INTL LRGCAP DV 3,365 3,365 New 70,646
ISHARES JP MOR EM MK ETF 3,262 71 2.22 28,564
VERIZON COMMUNICATIONS INC COM 3,241 288 9.75 66,847
CITIGROUP INC COM NEW 3,193 308 10.68 63,200
SANOFI SPONSORED ADR 3,173 143 4.74 61,269
CALAMOS CONV OPP AND INC FD SH BEN INT 3,122 65 2.13 238,116
ISHARES MICRO-CAP ETF 3,065 3,065 New 44,216
HEALTH CARE REIT INC COM 3,064 3,064 New 45,025