FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2014

Position Statistics

Total Positions 215
New Positions 43
Increased Positions 122
Decreased Positions 89
Positions with Activity 211
Sold Out Positions 48
Total Mkt Value (in $ millions) 708

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.63%
Capital Goods 1.81%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical 5.02%
Energy 4.53%
Financial 63.3%
Healthcare 3.67%
Services 8.75%
Technology 4.67%
Transportation
Utilities 3.31%

215 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 9,283 -3,833 (29.22) 36,491
SELECT SECTOR SPDR TR SBI INT-INDS 8,570 8,570 New 162,004
SPDR GOLD TRUST GOLD SHS 8,282 1,955 30.90 66,343
DIGITAL RLTY TR INC COM 8,208 44 .54 126,705
REALTY INCOME CORP COM 8,001 8,001 New 184,182
DOW CHEM CO COM 7,611 -18 (0.24) 145,024
DR PEPPER SNAPPLE GROUP INC COM 7,426 73 .99 124,405
ISHARES MSCI ACWI ETF 7,402 -11,676 (61.2) 122,324
MERCK & CO INC NEW COM 7,401 -43 (0.58) 127,423
WELLS FARGO & CO NEW COM 7,327 53 .73 140,641
HCP INC COM 7,062 122 1.75 168,421
ISHARES TR EAFE MIN VOL ETF 7,043 5,477 349.93 107,327
TRANSCANADA CORP COM 6,904 115 1.70 136,828
GENERAL MLS INC COM 6,833 6,833 New 132,289
BANK N S HALIFAX COM 6,806 225 3.42 99,736
UNILEVER PLC SPON ADR NEW 6,796 6,796 New 154,457
BANK MONTREAL QUE COM 6,759 200 3.05 90,018
SENIOR HSG PPTYS TR SH BEN INT 6,714 6,714 New 290,519
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 6,568 150 2.34 81,980
VANGUARD INTL EQUITY INDEX FD FTSE PACIFIC ETF 6,545 6,545 New 102,812