FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 06/30/2014

Position Statistics

Total Positions 205
New Positions 38
Increased Positions 134
Decreased Positions 66
Positions with Activity 200
Sold Out Positions 34
Total Mkt Value (in $ millions) 671

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.42%
Capital Goods 2.34%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 3.14%
Energy 3.12%
Financial 60.97%
Healthcare 5.12%
Services 10.81%
Technology 6.28%
Transportation
Utilities 2.35%

205 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SYMANTEC CORP COM 7,804 7,804 New 321,686
SPDR GOLD TRUST GOLD SHS 7,765 13 .17 66,455
MERCK & CO INC NEW COM 7,759 40 .52 128,083
TRANSCANADA CORP COM 7,673 145 1.93 139,462
REALTY INCOME CORP COM 7,572 -97 (1.26) 181,854
ISHARES TR EAFE MIN VOL ETF 7,433 610 8.94 116,919
VANGUARD BD INDEX FD INC INTERMED TERM 7,400 -5,623 (43.18) 88,006
SPDR INDEX SHS FDS S&P EM MKT DIV 7,378 7,378 New 196,810
PROSHARES TR RAFI LG SHT FD 6,877 1,821 36.01 159,602
HCP INC COM 6,775 86 1.28 170,581
GENERAL MLS INC COM 6,735 21 .32 132,706
VANGUARD BD INDEX FD INC SHORT TRM BOND 6,714 -6,278 (48.32) 83,919
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 6,694 136 2.08 83,681
FACEBOOK INC CL A 6,689 New 87,094
UNILEVER PLC SPON ADR NEW 6,659 62 .94 155,908
GENERAL ELECTRIC CO COM 6,531 68 1.05 250,410
OWENS & MINOR INC NEW COM 6,510 6,510 New 194,677
ISHARES IBOXX HI YD ETF 6,490 106 1.67 69,790
ISHARES TR GLOB TELECOM ETF 6,417 120 1.91 100,374
POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 6,416 187 3.01 256,342