FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2014

Position Statistics

Total Positions 215
New Positions 43
Increased Positions 122
Decreased Positions 89
Positions with Activity 211
Sold Out Positions 48
Total Mkt Value (in $ millions) 712

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.65%
Capital Goods 1.83%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical 5.1%
Energy 4.55%
Financial 63.22%
Healthcare 3.67%
Services 8.7%
Technology 4.64%
Transportation
Utilities 3.34%

215 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EMERSON ELEC CO COM -6,678 Sold Out 0
FIFTH THIRD BANCORP COM -1,172 Sold Out 0
GANNETT INC COM -3,598 Sold Out 0
HASBRO INC COM -6,605 Sold Out 0
HEALTH CARE REIT INC COM -3,451 Sold Out 0
HESS CORP COM -970 Sold Out 0
ISHARES MSCI BRIC INDX -4,279 Sold Out 0
ISHARES MSCI CDA ETF -6,827 Sold Out 0
ISHARES GRWT ALLOCAT ETF -214 Sold Out 0
ISHARES TR MSCI EMG MKT ETF -3,002 Sold Out 0
ISHARES TR SELECT DIVID ETF -2,622 Sold Out 0
ISHARES TR TIPS BD ETF -494 Sold Out 0
JUNIPER NETWORKS INC COM -3,009 Sold Out 0
MANULIFE FINL CORP COM -7,046 Sold Out 0
MICROCHIP TECHNOLOGY INC COM -7,040 Sold Out 0
NETAPP INC COM -2,501 Sold Out 0
NOBLE CORP PLC SHS USD -5,001 Sold Out 0
NORDSTROM INC COM -3,065 Sold Out 0
NORTHERN TR CORP COM -3,014 Sold Out 0
PNC FINL SVCS GROUP INC COM -2,816 Sold Out 0