FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2014

Position Statistics

Total Positions 215
New Positions 43
Increased Positions 122
Decreased Positions 89
Positions with Activity 211
Sold Out Positions 48
Total Mkt Value (in $ millions) 712

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.62%
Capital Goods 1.86%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical 5.11%
Energy 4.49%
Financial 63.25%
Healthcare 3.73%
Services 8.75%
Technology 4.54%
Transportation
Utilities 3.35%

215 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EMERSON ELEC CO COM -6,677 Sold Out 0
FIFTH THIRD BANCORP COM -1,146 Sold Out 0
GANNETT INC COM -3,602 Sold Out 0
HASBRO INC COM -6,630 Sold Out 0
HEALTH CARE REIT INC COM -3,445 Sold Out 0
HESS CORP COM -970 Sold Out 0
ISHARES MSCI CDA ETF -6,813 Sold Out 0
ISHARES MSCI EMG MKT ETF -2,998 Sold Out 0
ISHARES MSCI BRIC INDX -4,275 Sold Out 0
ISHARES TIPS BD ETF -493 Sold Out 0
ISHARES GRWT ALLOCAT ETF -214 Sold Out 0
ISHARES SELECT DIVID ETF -2,637 Sold Out 0
JUNIPER NETWORKS INC COM -3,212 Sold Out 0
MANULIFE FINL CORP COM -7,070 Sold Out 0
MICROCHIP TECHNOLOGY INC COM -7,498 Sold Out 0
NETAPP INC COM -2,477 Sold Out 0
NOBLE CORP PLC SHS USD -5,103 Sold Out 0
NORDSTROM INC COM -3,050 Sold Out 0
NORTHERN TR CORP COM -2,967 Sold Out 0
PNC FINL SVCS GROUP INC COM -2,778 Sold Out 0