FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 09/30/2014

Position Statistics

Total Positions 239
New Positions 68
Increased Positions 167
Decreased Positions 69
Positions with Activity 236
Sold Out Positions 28
Total Mkt Value (in $ millions) 765

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.34%
Capital Goods 4.37%
Conglomerates
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 4.84%
Energy 2.77%
Financial 53.77%
Healthcare 4.45%
Services 14.87%
Technology 9.8%
Transportation 0.89%
Utilities 0.29%

239 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES INTL SEL DIV ETF 338 338 New 9,333
RAYTHEON CO COM NEW 318 1 .20 2,986
NOVARTIS A G SPONSORED ADR 313 313 New 3,295
ISHARES TR MSCI EAFE ETF 312 -1,740 (84.81) 4,851
GENERAL ELECTRIC CO COM 296 -6,430 (95.6) 11,017
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 286 286 New 2,857
ROYAL DUTCH SHELL PLC SPON ADR B 285 51 21.78 3,852
NEW YORK REIT INC COM 273 273 New 25,339
ALTRIA GROUP INC COM 268 268 New 5,426
ISHARES TR CORE HIGH DV ETF 264 264 New 3,400
CONOCOPHILLIPS COM 257 86 50.25 3,588
GOOGLE INC CL A 254 254 New 463
PROSHARES TR PSHS ULT S&P 500 254 254 New 1,962
VANGUARD BD INDEX FD INC INTERMED TERM 246 -7,258 (96.72) 2,884
NIPPON TELEG & TEL CORP SPONSORED ADR 239 25 11.63 8,872
DEUTSCHE MUN INCOME COM 239 New 18,050
WALGREEN CO COM 238 238 New 3,515
ISHARES TR SELECT DIVID ETF 238 238 New 3,017
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 231 231 New 6,547
DU PONT E I DE NEMOURS & CO COM 222 222 New 3,100