FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2015

Position Statistics

Total Positions 217
New Positions 39
Increased Positions 125
Decreased Positions 88
Positions with Activity 213
Sold Out Positions 29
Total Mkt Value (in $ millions) 710

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.28%
Capital Goods 4.43%
Conglomerates
Consumer Cyclical 0.03%
Consumer/Non-Cyclical 5.5%
Energy 2.26%
Financial 53.73%
Healthcare 3.68%
Services 9.7%
Technology 9.41%
Transportation 0.8%
Utilities 1.5%

217 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AEGON N V NY REGISTRY SH 170 63 59.08 21,623
KEMET CORP COM NEW 144 New 42,711
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR 120 16 15.70 12,074
MARINE HARVEST ASA SPONSORED ADR 117 117 New 10,409
BLACKROCK CORPOR HI YLD FD INC COM 114 New 10,137
FORTRESS INVESTMENT GROUP LLC CL A 78 78 New 10,000
SIRIUS XM HLDGS INC COM 39 39 New 10,000
ABBOTT LABS COM -1,215 Sold Out 0
ALTERA CORP COM -9,444 Sold Out 0
BANK MONTREAL QUE COM -5,773 Sold Out 0
BLOCK H & R INC COM -2,844 Sold Out 0
CITIGROUP INC COM NEW -3,607 Sold Out 0
CONAGRA FOODS INC COM -7,395 Sold Out 0
DIGITAL RLTY TR INC COM -7,983 Sold Out 0
DU PONT E I DE NEMOURS & CO COM -6,416 Sold Out 0
EATON CORP PLC SHS -6,271 Sold Out 0
GENERAL ELECTRIC CO COM -218 Sold Out 0
HASBRO INC COM -4,684 Sold Out 0
ISHARES EM MK MINVOL ETF -2,906 Sold Out 0
ISHARES 3-7 YR TR BD ETF -357 Sold Out 0