FIRST ALLIED ASSET MANAGEMENT, INC.
655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 188 |
| New Positions | 27 |
| Increased Positions | 115 |
| Decreased Positions | 70 |
| Positions with Activity | 185 |
| Sold Out Positions | 42 |
| Total Mkt Value (in $ millions) |
587 |
Sector Weighting
| Basic Materials | 1.75% |
| Capital Goods | 2.08% |
| Conglomerates | |
| Consumer Cyclical | 0.86% |
| Consumer/Non-Cyclical | 1.91% |
| Energy | 5.04% |
| Financial | 73.53% |
| Healthcare | 3.3% |
| Services | 3.52% |
| Technology | 7.14% |
| Transportation | |
| Utilities | 0.86% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
42 Sold Out Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) |
Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| ABBVIE INC | COM | -842 | Sold Out | 0 | |
| BANK NEW YORK MELLON CORP | COM | -2,293 | Sold Out | 0 | |
| BARCLAYS BK PLC | DJUBS CMDT ETN36 | -303 | Sold Out | 0 | |
| BAXTER INTL INC | COM | -301 | Sold Out | 0 | |
| BECTON DICKINSON & CO | COM | -2,566 | Sold Out | 0 | |
| BRISTOL MYERS SQUIBB CO | COM | -3,292 | Sold Out | 0 | |
| BUNGE LIMITED | COM | -1,905 | Sold Out | 0 | |
| CAPITALSOURCE INC | COM | -112 | Sold Out | 0 | |
| CME GROUP INC | COM | -2,225 | Sold Out | 0 | |
| DOW CHEM CO | COM | -2,468 | Sold Out | 0 | |
| EATON VANCE CORP | COM NON VTG | -5,333 | Sold Out | 0 | |
| ENTERPRISE PRODS PARTNERS L P | COM | -276 | Sold Out | 0 | |
| GUESS INC | COM | -2,402 | Sold Out | 0 | |
| INVESCO SR INCOME TR | COM | -502 | Sold Out | 0 | |
| ISHARES TR | BARCLYS 3-7 YR | -3,264 | Sold Out | 0 | |
| ISHARES TR | RUSSELL MIDCAP | -2,290 | Sold Out | 0 | |
| ISHARES TR | BARCLYS 20+ YR | -1,008 | Sold Out | 0 | |
| ISHARES TR | S&P NA NAT RES | -283 | Sold Out | 0 | |
| ISHARES TR | JPMORGAN USD | -309 | Sold Out | 0 | |
| ISHARES TR | CORE S&P MCP ETF | -4,755 | Sold Out | 0 |
Latest News Headlines
MARKET SNAPSHOT: U.S. Stocks Down, But Trade Near Day's Highs 1:09PM ET - Dow Jones Business News
BofA Seeks Buyers for New York, Pennsylvania Branches -Bloomberg 1:09PM ET - Dow Jones Business News
AMR Seeks to Buy Back Bonds Ahead of US Airways Merger 1:07PM ET - Dow Jones Business News
Bausch & Lomb Nears $9 Billion Deal for Sale to Valeant 12:55PM ET - Dow Jones Business News
Galaxy Gaming Leadership to Present at Marcum LLP MicroCap Conference in New York 12:52PM ET - GlobeNewswire
View All