FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2014

Position Statistics

Total Positions 215
New Positions 43
Increased Positions 122
Decreased Positions 89
Positions with Activity 211
Sold Out Positions 48
Total Mkt Value (in $ millions) 712

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.65%
Capital Goods 1.83%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical 5.1%
Energy 4.55%
Financial 63.22%
Healthcare 3.67%
Services 8.7%
Technology 4.64%
Transportation
Utilities 3.34%

48 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLEGHENY TECHNOLOGIES INC COM -8,308 Sold Out 0
AMERICAN RLTY CAP PPTYS INC COM -335 Sold Out 0
AMERISOURCEBERGEN CORP COM -933 Sold Out 0
ASTRAZENECA PLC SPONSORED ADR -6,783 Sold Out 0
BAKER HUGHES INC COM -1,108 Sold Out 0
BANK NEW YORK MELLON CORP COM -7,182 Sold Out 0
BAXTER INTL INC COM -5,908 Sold Out 0
CA INC COM -6,105 Sold Out 0
CARDINAL HEALTH INC COM -347 Sold Out 0
CHAMBERS STR PPTYS COM -450 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF -1,629 Sold Out 0
CORNING INC COM -8,714 Sold Out 0
DU PONT E I DE NEMOURS & CO COM -6,976 Sold Out 0
EMERSON ELEC CO COM -6,678 Sold Out 0
FIFTH THIRD BANCORP COM -1,172 Sold Out 0
GANNETT INC COM -3,598 Sold Out 0
HASBRO INC COM -6,605 Sold Out 0
HEALTH CARE REIT INC COM -3,451 Sold Out 0
HESS CORP COM -970 Sold Out 0
ISHARES MSCI BRIC INDX -4,279 Sold Out 0