FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2015

Position Statistics

Total Positions 219
New Positions 39
Increased Positions 126
Decreased Positions 89
Positions with Activity 215
Sold Out Positions 30
Total Mkt Value (in $ millions) 684

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.37%
Capital Goods 4.53%
Conglomerates
Consumer Cyclical 0.03%
Consumer/Non-Cyclical 4.49%
Energy 2.28%
Financial 54.45%
Healthcare 3.73%
Services 9.79%
Technology 9.27%
Transportation 0.83%
Utilities 1.5%

30 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABBOTT LABS COM -1,225 Sold Out 0
ALTERA CORP COM -10,131 Sold Out 0
BANK MONTREAL QUE COM -5,451 Sold Out 0
BLOCK H & R INC COM -2,620 Sold Out 0
CHEMOURS CO COM -299 Sold Out 0
CITIGROUP INC COM NEW -3,640 Sold Out 0
CONAGRA FOODS INC COM -8,515 Sold Out 0
DIGITAL RLTY TR INC COM -8,245 Sold Out 0
DU PONT E I DE NEMOURS & CO COM -5,438 Sold Out 0
EATON CORP PLC SHS -5,793 Sold Out 0
GENERAL ELECTRIC CO COM -212 Sold Out 0
HASBRO INC COM -4,912 Sold Out 0
ISHARES EM MK MINVOL ETF -2,762 Sold Out 0
ISHARES 3-7 YR TR BD ETF -355 Sold Out 0
ISHARES TR FLTG RATE BD ETF -403 Sold Out 0
LILLY ELI & CO COM -1,886 Sold Out 0
NATIONAL HEALTH INVS INC COM -6,253 Sold Out 0
NEW YORK REIT INC COM -410 Sold Out 0
OMEGA HEALTHCARE INVS INC COM -2,467 Sold Out 0
POWERSHARES ETF TRUST II SENIOR LN PORT -3,120 Sold Out 0