FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 06/30/2014

Position Statistics

Total Positions 205
New Positions 38
Increased Positions 134
Decreased Positions 66
Positions with Activity 200
Sold Out Positions 34
Total Mkt Value (in $ millions) 675

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.43%
Capital Goods 2.35%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 3.13%
Energy 3.14%
Financial 60.91%
Healthcare 5.13%
Services 10.82%
Technology 6.28%
Transportation
Utilities 2.37%

38 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WISDOMTREE TR EUROPE HEDGED EQ 8,410 8,410 New 142,981
SYMANTEC CORP COM 7,846 7,846 New 321,686
SPDR INDEX SHS FDS S&P EM MKT DIV 7,514 7,514 New 196,810
OWENS & MINOR INC NEW COM 6,662 6,662 New 194,677
ROGERS COMMUNICATIONS INC CL B 6,242 6,242 New 157,344
CORRECTIONS CORP AMER NEW COM NEW 6,209 6,209 New 176,842
NETAPP INC COM 4,524 4,524 New 105,200
ISHARES INC CORE MSCI EMKT 3,958 3,958 New 75,678
SPDR SERIES TRUST BRC CNV SECS ETF 3,949 3,949 New 78,129
VANGUARD INTL EQUITY INDEX FD GLB EX US ETF 3,747 3,747 New 66,610
WISDOMTREE TR INTL LRGCAP DV 3,664 3,664 New 70,646
PRINCIPAL FINL GROUP INC COM 3,392 3,392 New 62,300
ISHARES MICRO-CAP ETF 3,197 3,197 New 44,216
NATIONAL OILWELL VARCO INC COM 3,057 3,057 New 38,100
ISHARES MSCI BRZ CAP ETF 3,010 3,010 New 63,038
ISHARES SILVER TRUST ISHARES 2,929 2,929 New 170,418
CITRIX SYS INC COM 2,901 2,901 New 40,500
HEALTH CARE REIT INC COM 2,861 2,861 New 45,025
JUNIPER NETWORKS INC COM 2,584 2,584 New 114,200
MOSAIC CO NEW COM 2,489 2,489 New 53,600