FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2014

Position Statistics

Total Positions 215
New Positions 43
Increased Positions 122
Decreased Positions 89
Positions with Activity 211
Sold Out Positions 48
Total Mkt Value (in $ millions) 700

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.61%
Capital Goods 1.8%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical 4.95%
Energy 4.56%
Financial 63.41%
Healthcare 3.65%
Services 8.74%
Technology 4.63%
Transportation
Utilities 3.29%

43 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD BD INDEX FD INC INTERMED TERM 13,045 13,045 New 154,875
VANGUARD BD INDEX FD INC SHORT TRM BOND 13,002 13,002 New 162,378
PROSHARES TR PSHS ULSHT SP500 11,460 11,460 New 439,912
SELECT SECTOR SPDR TR SBI INT-INDS 8,397 8,397 New 162,004
REALTY INCOME CORP COM 7,929 7,929 New 184,182
UNILEVER PLC SPON ADR NEW 6,677 6,677 New 154,457
SENIOR HSG PPTYS TR SH BEN INT 6,641 6,641 New 290,519
GENERAL MLS INC COM 6,634 6,634 New 132,289
VANGUARD INTL EQUITY INDEX FD FTSE PACIFIC ETF 6,458 6,458 New 102,812
VENTAS INC COM 6,427 6,427 New 101,216
POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 6,224 6,224 New 245,700
EPR PPTYS COM SH BEN INT 6,194 6,194 New 114,913
PUBLIC SVC ENTERPRISE GROUP COM 5,473 5,473 New 155,629
WISDOMTREE TR LARGECAP DIVID 4,979 4,979 New 71,493
POWERSHARES ETF TRUST FTSE RAFI 1000 4,697 4,697 New 54,019
VANGUARD INDEX FDS REIT ETF 3,613 3,613 New 48,231
CDN IMPERIAL BK COMM TORONTO O COM 3,404 3,404 New 36,700
ISHARES TR S&P 100 ETF 3,268 3,268 New 37,958
CONSOLIDATED EDISON INC COM 3,257 3,257 New 58,060
POTASH CORP SASK INC COM 3,155 3,155 New 88,900