FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 12/31/2014

Position Statistics

Total Positions 246
New Positions 35
Increased Positions 84
Decreased Positions 156
Positions with Activity 240
Sold Out Positions 68
Total Mkt Value (in $ millions) 732

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.81%
Capital Goods 3.99%
Conglomerates
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 7.76%
Energy 1.57%
Financial 50.76%
Healthcare 3.75%
Services 12.36%
Technology 10.9%
Transportation 0.93%
Utilities 1.42%

35 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR CORE US AGGBD ET 10,559 10,559 New 94,955
KRAFT FOODS GROUP INC COM 9,470 9,470 New 147,836
VANGUARD INDEX FDS SMALL CP ETF 8,072 8,072 New 66,830
WADDELL & REED FINL INC CL A 7,802 7,802 New 157,741
WISDOMTREE TR JAPN HEDGE EQT 6,941 6,941 New 128,851
TUPPERWARE BRANDS CORP COM 6,811 6,811 New 95,390
PNC FINL SVCS GROUP INC COM 6,776 6,776 New 73,681
SONOCO PRODS CO COM 6,373 6,373 New 136,078
LINEAR TECHNOLOGY CORP COM 6,274 6,274 New 130,197
VANGUARD INDEX FDS MID CAP ETF 6,168 6,168 New 48,044
EATON CORP PLC SHS 6,102 6,102 New 85,930
SOUTHERN CO COM 6,053 6,053 New 132,186
WELLS FARGO & CO NEW COM 5,684 5,684 New 103,739
KKR & CO L P DEL COM UNITS 5,655 5,655 New 247,464
ISHARES MSCI ACWI ETF 4,358 4,358 New 71,554
HASBRO INC COM 4,032 4,032 New 64,700
CITRIX SYS INC COM 3,419 3,419 New 53,700
CONSOLIDATED EDISON INC COM 3,314 3,314 New 52,490
EXPRESS SCRIPTS HLDG CO COM 3,274 3,274 New 38,618
CAMPBELL SOUP CO COM 3,233 3,233 New 69,400