FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 09/30/2014

Position Statistics

Total Positions 239
New Positions 68
Increased Positions 167
Decreased Positions 69
Positions with Activity 236
Sold Out Positions 28
Total Mkt Value (in $ millions) 760

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.38%
Capital Goods 4.23%
Conglomerates
Consumer Cyclical 0.68%
Consumer/Non-Cyclical 5.25%
Energy 2.51%
Financial 53.24%
Healthcare 4.42%
Services 15.72%
Technology 9.38%
Transportation 0.91%
Utilities 0.3%

167 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES U.S. PFD STK ETF 14,271 881 6.58 357,123
VANGUARD INDEX FDS REIT ETF 12,712 1,242 10.83 143,400
APPLE INC COM 11,104 11,104 New 101,743
WISDOMTREE TR EM LCL DEBT FD 10,642 2,832 36.27 252,789
REALTY INCOME CORP COM 10,133 122 1.22 184,068
COHEN & STEERS INFRASTRUCTURE COM 10,104 388 3.99 433,850
DR PEPPER SNAPPLE GROUP INC COM 10,055 10,055 New 126,957
TORTOISE ENERGY INFRSTRCTR CP COM 10,053 512 5.37 231,431
DIGITAL RLTY TR INC COM 9,409 11 .12 127,109
STAPLES INC COM 9,186 9,186 New 543,232
TARGET CORP COM 9,136 9,136 New 122,208
SELECT SECTOR SPDR TR TECHNOLOGY 9,013 504 5.93 224,818
SPDR GOLD TRUST GOLD SHS 9,013 746 9.02 72,450
SPDR SERIES TRUST BARC SHT TR CP 8,662 2,402 38.36 282,337
ISHARES MSCI HONG KG ETF 8,657 8,657 New 396,909
VERIZON COMMUNICATIONS INC COM 8,639 5,541 178.83 186,388
SYMANTEC CORP COM 8,496 151 1.81 327,513
HCP INC COM 8,455 274 3.34 176,285
MERCK & CO INC NEW COM 8,238 225 2.81 131,677
BOEING CO COM 8,156 8,156 New 61,563