FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2015

Position Statistics

Total Positions 220
New Positions 39
Increased Positions 126
Decreased Positions 90
Positions with Activity 216
Sold Out Positions 31
Total Mkt Value (in $ millions) 645

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.99%
Capital Goods 4.29%
Conglomerates
Consumer Cyclical 0.03%
Consumer/Non-Cyclical 4.41%
Energy 2.05%
Financial 55%
Healthcare 3.67%
Services 9.56%
Technology 8.77%
Transportation 0.92%
Utilities 1.58%

126 INCREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR CORE US AGGBD ET 28,733 18,381 177.56 263,555
ISHARES TR IBOXX INV CP ETF 27,673 9,110 49.07 239,758
ISHARES U.S. PFD STK ETF 17,371 3,717 27.22 448,520
ISHARES TR 1-3 YR TR BD ETF 14,113 1,505 11.94 166,491
DBX ETF TR XTRAK MSCI EAFE 13,806 13,806 New 525,943
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 10,794 3,921 57.06 135,878
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 9,832 9,832 New 675,294
VANGUARD BD INDEX FD INC SHORT TRM BOND 9,245 9,245 New 115,401
AT&T INC COM 8,891 2,930 49.14 275,080
SPDR SER TR SHT TRM HGH YLD 8,340 29 .35 302,391
WISDOMTREE TR JAPN HEDGE EQT 8,329 1,977 31.12 168,944
ISHARES NAT AMT FREE BD 7,452 63 .85 68,395
ISHARES TR 7-10 Y TR BD ETF 7,132 1,494 26.50 66,864
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 6,793 6,793 New 109,119
ISHARES 1-3 YR CR BD ETF 6,673 1,211 22.17 63,513
LYONDELLBASELL INDUSTRIES N V SHS - A - 5,956 5,956 New 73,036
CHEVRON CORP NEW COM 5,597 833 17.48 71,576
EXXON MOBIL CORP COM 5,568 3,315 147.10 77,247
WELLS FARGO & CO NEW COM 5,349 59 1.12 104,902
E M C CORP MASS COM 4,693 956 25.57 195,465