FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 06/30/2014

Position Statistics

Total Positions 205
New Positions 38
Increased Positions 134
Decreased Positions 66
Positions with Activity 200
Sold Out Positions 34
Total Mkt Value (in $ millions) 682

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.42%
Capital Goods 2.37%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 3.16%
Energy 3.27%
Financial 60.94%
Healthcare 4.93%
Services 11.17%
Technology 6.11%
Transportation
Utilities 2.2%

66 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MBS ETF 18,985 -5,477 (22.39) 175,954
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 14,896 -1,649 (9.97) 358,505
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 10,415 -1,020 (8.92) 230,274
COHEN & STEERS INFRASTRUCTURE COM 9,979 -710 (6.64) 417,200
CHEVRON CORP NEW COM 9,111 -1,649 (15.32) 71,466
SELECT SECTOR SPDR TR TECHNOLOGY 8,470 -6,348 (42.84) 212,240
REALTY INCOME CORP COM 8,262 -106 (1.26) 181,854
ISHARES TR 1-3 YR TR BD ETF 8,001 -2,632 (24.75) 94,647
POWERSHARES ETF TR II S&P500 LOW VOL 7,984 -4,603 (36.57) 227,408
VANGUARD BD INDEX FD INC INTERMED TERM 7,469 -5,675 (43.18) 88,006
VANGUARD BD INDEX FD INC SHORT TRM BOND 6,731 -6,293 (48.32) 83,919
BLACKROCK ENERGY & RES TR COM 6,597 -2,833 (30.04) 251,993
VANGUARD INTL EQUITY INDEX FD FTSE PACIFIC ETF 6,490 -1 (0.02) 102,796
ISHARES 1-3 YR CR BD ETF 6,420 -9,352 (59.29) 60,882
PROSHARES TR PSHS ULSHT SP500 5,869 -4,909 (45.55) 239,551
WISDOMTREE TR LARGECAP DIVID 5,062 -51 (1) 70,778
POWERSHARES ETF TRUST FTSE RAFI 1000 4,779 -45 (0.93) 53,518
VANGUARD INDEX FDS GROWTH ETF 4,367 -69 (1.55) 43,180
CAMPBELL SOUP CO COM 2,574 -504 (16.38) 58,200
POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 2,493 -4 (0.16) 56,530