FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2013

Position Statistics:

Total Positions 188
New Positions 27
Increased Positions 115
Decreased Positions 70
Positions with Activity 185
Sold Out Positions 42
Total Mkt Value
(in $ millions)
575

Sector Weighting

Basic Materials 1.75%
Capital Goods 2.13%
Conglomerates
Consumer Cyclical 0.84%
Consumer/Non-Cyclical 1.96%
Energy 5.03%
Financial 73.16%
Healthcare 3.37%
Services 3.41%
Technology 7.48%
Transportation
Utilities 0.87%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

70 DECREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR IBOXX INV CPBD 26,134 -109 (0.42) 224,575
ISHARES TR BARCLYS 1-3YR CR 18,313 -844 (4.41) 173,908
ISHARES TR MSCI ACWI INDX 11,780 -3,281 (21.79) 224,982
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 8,805 -1,422 (13.91) 610,592
ISHARES TR S&P SH NTL AMTFR 7,196 -123 (1.68) 67,845
ISHARES TR HIGH YLD CORP 7,031 -1,850 (20.83) 75,582
VANGUARD INDEX FDS GROWTH ETF 6,764 -1,240 (15.5) 83,645
SELECT SECTOR SPDR TR SBI INT-UTILS 4,849 -1,207 (19.93) 126,329
ISHARES TR S&P GBL TELCM 4,754 -1,237 (20.65) 76,804
ISHARES TR S&P 500 VALUE 3,069 -7,034 (69.63) 39,213
EXXON MOBIL CORP COM 2,241 -32 (1.41) 24,372
JOHNSON & JOHNSON COM 1,278 -41 (3.13) 14,802
JPMORGAN CHASE & CO COM 1,148 -10 (0.85) 21,225
VANGUARD INDEX FDS VALUE ETF 1,000 -145 (12.64) 14,315
CHUBB CORP COM 782 -1 (0.17) 8,886
QUEST DIAGNOSTICS INC COM 608 -1,859 (75.35) 9,749
ISHARES TR MSCI EAFE INDEX 375 -457 (54.93) 6,142
E M C CORP MASS COM 367 -5 (1.4) 14,677
BERKSHIRE HATHAWAY INC DEL CL B NEW 338 -66 (16.25) 2,933
INTERNATIONAL BUSINESS MACHS COM 289 -30 (9.33) 1,410

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