FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 09/30/2014

Position Statistics

Total Positions 239
New Positions 68
Increased Positions 167
Decreased Positions 69
Positions with Activity 236
Sold Out Positions 28
Total Mkt Value (in $ millions) 762

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.35%
Capital Goods 4.32%
Conglomerates
Consumer Cyclical 0.77%
Consumer/Non-Cyclical 5.24%
Energy 2.64%
Financial 52.92%
Healthcare 4.5%
Services 15.22%
Technology 10.01%
Transportation 0.95%
Utilities 0.31%

69 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR IBOXX INV CP ETF 20,613 -1,489 (6.74) 173,352
ISHARES MBS ETF 17,710 -1,471 (7.67) 162,463
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 11,134 -2,697 (19.5) 288,599
VANGUARD MALVERN FDS STRM INFPROIDX 10,878 -429 (3.8) 225,692
SPDR SER TR SHT TRM HGH YLD 9,227 -1,953 (17.47) 316,976
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 8,645 -513 (5.6) 217,384
ISHARES NAT AMT FREE BD 8,450 -1,114 (11.65) 76,952
POWERSHARES ETF TR II S&P500 LOW VOL 7,868 -881 (10.07) 204,520
ISHARES TR 1-3 YR TR BD ETF 7,681 -307 (3.85) 91,005
ISHARES TR EAFE MIN VOL ETF 7,191 -112 (1.53) 115,126
FACEBOOK INC CL A 6,831 -203 (2.89) 84,578
ISHARES 1-3 YR CR BD ETF 5,407 -985 (15.41) 51,501
POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 5,276 -4,970 (48.51) 215,974
PROSHARES TR RAFI LG SHT FD 5,272 -1,424 (21.26) 125,665
ISHARES TR 7-10 Y TR BD ETF 4,942 -790 (13.79) 46,952
VANGUARD INTL EQUITY INDEX FD FTSE PACIFIC ETF 4,817 -1,075 (18.25) 84,033
WISDOMTREE TR LARGECAP DIVID 3,862 -1,450 (27.3) 51,455
VANGUARD INDEX FDS GROWTH ETF 3,583 -964 (21.19) 34,029
POWERSHARES ETF TRUST FTSE RAFI 1000 3,550 -1,391 (28.15) 38,452
POWERSHARES ETF TRUST II SENIOR LN PORT 3,286 -6,208 (65.39) 137,156


Create your free portfolio