FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2015

Position Statistics

Total Positions 219
New Positions 39
Increased Positions 126
Decreased Positions 89
Positions with Activity 215
Sold Out Positions 30
Total Mkt Value (in $ millions) 693

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.1%
Capital Goods 4.41%
Conglomerates
Consumer Cyclical 0.03%
Consumer/Non-Cyclical 4.45%
Energy 2.22%
Financial 53.86%
Healthcare 3.82%
Services 9.79%
Technology 9.13%
Transportation 0.9%
Utilities 1.54%

89 DECREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MBS ETF 15,454 -1,073 (6.49) 141,704
ISHARES TR S&P 100 ETF 12,788 -6,282 (32.94) 136,489
VANGUARD MALVERN FDS STRM INFPROIDX 11,203 -1,132 (9.18) 230,714
APPLE INC COM 11,045 -269 (2.38) 90,256
VANGUARD INDEX FDS REIT ETF 9,753 -2,774 (22.15) 124,427
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 9,589 -40 (0.42) 239,491
COHEN & STEERS INFRASTRUCTURE COM 8,741 -223 (2.49) 415,255
DR PEPPER SNAPPLE GROUP INC COM 8,694 -697 (7.42) 108,920
ISHARES TR EAFE MIN VOL ETF 8,466 -6,810 (44.58) 126,152
ACCENTURE PLC IRELAND SHS CLASS A 8,357 -368 (4.22) 81,407
TORTOISE ENERGY INFRSTRCTR CP COM 8,270 -76 (0.91) 226,701
BOEING CO COM 7,819 -586 (6.97) 54,674
REALTY INCOME CORP COM 7,733 -564 (6.79) 162,425
GENERAL MLS INC COM 7,569 -214 (2.75) 129,924
PFIZER INC COM 7,539 -393 (4.96) 211,001
KRAFT HEINZ CO COM 7,412 -4,298 (36.71) 93,570
SELECT SECTOR SPDR TR TECHNOLOGY 7,411 -1,677 (18.46) 173,469
MERCK & CO INC NEW COM 7,154 -247 (3.34) 122,250
M D C HLDGS INC COM 7,075 -169 (2.33) 239,247
PNC FINL SVCS GROUP INC COM 7,071 -199 (2.74) 71,660