FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 12/31/2014

Position Statistics

Total Positions 245
New Positions 35
Increased Positions 84
Decreased Positions 155
Positions with Activity 239
Sold Out Positions 67
Total Mkt Value (in $ millions) 734

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.78%
Capital Goods 3.84%
Conglomerates
Consumer Cyclical 0.63%
Consumer/Non-Cyclical 8.06%
Energy 1.58%
Financial 50.85%
Healthcare 3.77%
Services 12.01%
Technology 11.09%
Transportation 0.81%
Utilities 1.38%

239 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR IBOXX INV CP ETF 19,131 -1,489 (7.22) 160,831
ISHARES TR S&P 100 ETF 18,874 11,244 147.38 203,538
ISHARES MBS ETF 16,646 -1,199 (6.72) 151,544
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 15,768 6,169 64.26 357,074
ISHARES TR EAFE MIN VOL ETF 15,561 7,691 97.72 227,630
ISHARES U.S. PFD STK ETF 13,989 -181 (1.28) 352,551
VANGUARD INDEX FDS REIT ETF 12,782 1,313 11.45 159,819
ISHARES TR 1-3 YR TR BD ETF 12,613 4,896 63.44 148,738
KRAFT FOODS GROUP INC COM 12,518 12,518 New 147,836
VANGUARD MALVERN FDS STRM INFPROIDX 12,373 1,380 12.55 254,022
APPLE INC COM 11,922 -1,197 (9.13) 92,458
ISHARES TR CORE US AGGBD ET 10,477 10,477 New 94,955
TORTOISE ENERGY INFRSTRCTR CP COM 10,171 -118 (1.15) 228,776
SPDR SERIES TRUST BRC CNV SECS ETF 10,104 2,999 42.20 208,116
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 10,034 -2,007 (16.67) 240,499
COHEN & STEERS INFRASTRUCTURE COM 9,821 -184 (1.84) 425,869
SELECT SECTOR SPDR TR TECHNOLOGY 9,169 -521 (5.38) 212,727
ALTERA CORP COM 9,030 -348 (3.71) 197,330
DR PEPPER SNAPPLE GROUP INC COM 8,938 -707 (7.33) 117,649
TARGET CORP COM 8,887 -847 (8.7) 111,573