FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 06/30/2014

Position Statistics

Total Positions 205
New Positions 38
Increased Positions 134
Decreased Positions 66
Positions with Activity 200
Sold Out Positions 34
Total Mkt Value (in $ millions) 661

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.35%
Capital Goods 2.36%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 3.09%
Energy 3.03%
Financial 60.97%
Healthcare 5.02%
Services 11.35%
Technology 6.03%
Transportation
Utilities 2.27%

200 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR IBOXX INV CP ETF 22,249 392 1.79 185,875
ISHARES MBS ETF 19,197 -5,538 (22.39) 175,954
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 13,777 -1,525 (9.97) 358,505
ISHARES U.S. PFD STK ETF 13,269 412 3.20 335,076
VANGUARD MALVERN FDS STRM INFPROIDX 11,601 161 1.41 234,597
SPDR SER TR SHT TRM HGH YLD 11,475 573 5.26 384,051
TORTOISE ENERGY INFRSTRCTR CP COM 10,244 209 2.09 219,643
POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 9,999 4,142 70.71 419,429
VANGUARD INDEX FDS REIT ETF 9,977 6,258 168.28 129,392
COHEN & STEERS INFRASTRUCTURE COM 9,742 -693 (6.64) 417,200
POWERSHARES ETF TRUST II SENIOR LN PORT 9,625 3,648 61.03 396,249
ISHARES NAT AMT FREE BD 9,567 34 .36 87,099
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 9,460 -927 (8.92) 230,274
DIGITAL RLTY TR INC COM 8,417 17 .20 126,955
WISDOMTREE TR EM LCL DEBT FD 8,354 4,497 116.62 185,512
CHEVRON CORP NEW COM 8,304 -1,503 (15.32) 71,466
SELECT SECTOR SPDR TR TECHNOLOGY 8,258 -6,188 (42.84) 212,240
REALTY INCOME CORP COM 8,174 -105 (1.26) 181,854
POWERSHARES ETF TR II S&P500 LOW VOL 8,071 -4,653 (36.57) 227,408
ISHARES TR 1-3 YR TR BD ETF 8,026 -2,640 (24.75) 94,647