FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 03/31/2015

Position Statistics

Total Positions 217
New Positions 39
Increased Positions 125
Decreased Positions 88
Positions with Activity 213
Sold Out Positions 29
Total Mkt Value (in $ millions) 706

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.28%
Capital Goods 4.43%
Conglomerates
Consumer Cyclical 0.03%
Consumer/Non-Cyclical 5.49%
Energy 2.27%
Financial 53.78%
Healthcare 3.73%
Services 9.66%
Technology 9.38%
Transportation 0.79%
Utilities 1.5%

213 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR CORE US AGGBD ET 28,901 18,489 177.56 263,555
ISHARES TR IBOXX INV CP ETF 28,119 9,257 49.07 239,758
ISHARES U.S. PFD STK ETF 17,739 3,796 27.22 448,520
DBX ETF TR XTRAK MSCI EAFE 16,241 16,241 New 525,943
ISHARES MBS ETF 15,529 -1,078 (6.49) 141,704
ISHARES TR 1-3 YR TR BD ETF 14,115 1,505 11.94 166,491
ISHARES TR S&P 100 ETF 12,719 -6,248 (32.94) 136,489
APPLE INC COM 11,782 -287 (2.38) 90,256
VANGUARD MALVERN FDS STRM INFPROIDX 11,224 -1,134 (9.18) 230,714
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 10,853 3,943 57.06 135,878
WISDOMTREE TR JAPN HEDGE EQT 10,224 2,426 31.12 168,944
VANGUARD INDEX FDS REIT ETF 9,968 -2,835 (22.15) 124,427
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 9,920 9,920 New 675,294
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 9,879 -42 (0.42) 239,491
TORTOISE ENERGY INFRSTRCTR CP COM 9,503 -87 (0.91) 226,701
AT&T INC COM 9,449 3,114 49.14 275,080
COHEN & STEERS INFRASTRUCTURE COM 9,397 -240 (2.49) 415,255
VANGUARD BD INDEX FD INC SHORT TRM BOND 9,256 9,256 New 115,401
SPDR SER TR SHT TRM HGH YLD 8,830 31 .35 302,391
ISHARES TR EAFE MIN VOL ETF 8,499 -6,837 (44.58) 126,152