FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 09/30/2014

Position Statistics

Total Positions 239
New Positions 68
Increased Positions 167
Decreased Positions 69
Positions with Activity 236
Sold Out Positions 28
Total Mkt Value (in $ millions) 763

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.37%
Capital Goods 4.24%
Conglomerates
Consumer Cyclical 0.71%
Consumer/Non-Cyclical 5.23%
Energy 2.48%
Financial 53%
Healthcare 4.63%
Services 15.72%
Technology 9.65%
Transportation 0.91%
Utilities 0.31%

239 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR IBOXX INV CP ETF 21,197 -1,531 (6.74) 173,352
ISHARES MBS ETF 17,884 -1,485 (7.67) 162,463
ISHARES U.S. PFD STK ETF 14,221 878 6.58 357,123
VANGUARD INDEX FDS REIT ETF 12,602 1,231 10.83 143,400
APPLE INC COM 11,495 11,495 New 101,743
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 11,033 -2,673 (19.5) 288,599
VANGUARD MALVERN FDS STRM INFPROIDX 10,953 -432 (3.8) 225,692
WISDOMTREE TR EM LCL DEBT FD 10,594 2,820 36.27 252,789
TORTOISE ENERGY INFRSTRCTR CP COM 10,046 512 5.37 231,431
COHEN & STEERS INFRASTRUCTURE COM 9,983 383 3.99 433,850
DR PEPPER SNAPPLE GROUP INC COM 9,967 9,967 New 126,957
REALTY INCOME CORP COM 9,855 119 1.22 184,068
DIGITAL RLTY TR INC COM 9,362 11 .12 127,109
SELECT SECTOR SPDR TR TECHNOLOGY 9,319 521 5.93 224,818
TARGET CORP COM 9,201 9,201 New 122,208
SPDR SER TR SHT TRM HGH YLD 9,180 -1,942 (17.47) 316,976
STAPLES INC COM 9,121 9,121 New 543,232
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 9,056 -537 (5.6) 217,384
SPDR GOLD TRUST GOLD SHS 9,000 745 9.02 72,450
VERIZON COMMUNICATIONS INC COM 8,788 5,636 178.83 186,388