FIRST ALLIED ASSET MANAGEMENT, INC. Information

655 W. BROADWAY, SAN DIEGO, California, 92101, (866) 299-4864

Report Date: 12/31/2013

Position Statistics

Total Positions 201
New Positions 37
Increased Positions 120
Decreased Positions 76
Positions with Activity 196
Sold Out Positions 29
Total Mkt Value (in $ millions) 692

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.24%
Capital Goods 1.87%
Conglomerates
Consumer Cyclical 0.99%
Consumer/Non-Cyclical 2.01%
Energy 5.79%
Financial 63.09%
Healthcare 5.05%
Services 5.16%
Technology 8.76%
Transportation
Utilities 1%

201 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MBS ETF 26,443 -1,745 (6.19) 247,179
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 24,512 -1,559 (5.98) 601,368
ISHARES IBOXX INV CP ETF 24,438 -2,814 (10.33) 207,527
ISHARES MSCI ACWI ETF 17,984 -1,347 (6.97) 315,290
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 15,780 -1,180 (6.96) 381,906
ISHARES 1-3 YR CR BD ETF 15,583 -1,960 (11.17) 147,731
SELECT SECTOR SPDR TR TECHNOLOGY 13,550 3,522 35.13 384,937
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 12,362 -666 (5.11) 51,558
ISHARES U.S. PFD STK ETF 12,011 3,546 41.89 307,963
ISHARES NAT AMT FREE BD 11,026 -1,795 (14) 102,284
SPDR SER TR SHT TRM HGH YLD 10,627 4,574 75.56 344,153
VANGUARD MALVERN FDS STRM INFPROIDX 9,837 -277 (2.74) 198,679
COHEN & STEERS INFRASTRUCTURE COM 9,698 360 3.86 445,474
TORTOISE ENERGY INFRSTRCTR CP COM 9,559 237 2.54 208,495
CHEVRON CORP NEW COM 9,328 127 1.38 79,710
WISDOMTREE TR JAPN HEDGE EQT 9,087 -175 (1.89) 202,646
VANGUARD WORLD FDS HEALTH CAR ETF 9,033 -992 (9.9) 89,209
ISHARES 7-10 Y TR BD ETF 8,794 -506 (5.44) 85,739
BLACKROCK ENERGY & RES TR COM 8,263 467 5.99 338,110
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 8,121 8,121 New 162,543