ABNER HERRMAN & BROCK LLC Information

HARBORSIDE FINANCIAL CENTER, JERSEY CITY, New Jersey, 07311, (201) 484-2000

Report Date: 12/31/2014

Position Statistics

Total Positions 118
New Positions 3
Increased Positions 8
Decreased Positions 106
Positions with Activity 114
Sold Out Positions 36
Total Mkt Value (in $ millions) 197

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.75%
Capital Goods 8.32%
Conglomerates 0.34%
Consumer Cyclical
Consumer/Non-Cyclical 5.32%
Energy 3.52%
Financial 29.93%
Healthcare 26.7%
Services 17.78%
Technology 3.56%
Transportation 0.64%
Utilities 1.76%

118 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MERCK & CO INC NEW COM 10,581 -4,760 (31.03) 183,220
PFIZER INC COM 9,080 7,520 482.14 262,953
BRISTOL MYERS SQUIBB CO COM 9,027 -3,373 (27.2) 138,330
BOEING CO COM 9,002 -3,492 (27.95) 60,480
DISNEY WALT CO COM DISNEY 7,590 -5,136 (40.36) 71,956
CELGENE CORP COM 7,159 -4,571 (38.97) 60,321
TIME WARNER INC COM NEW 6,856 -5,239 (43.31) 80,554
ACTAVIS PLC SHS 6,200 -2,787 (31.02) 20,423
METLIFE INC COM 5,962 -2,505 (29.58) 118,592
JPMORGAN CHASE & CO COM 5,894 -4,065 (40.82) 98,969
ABBOTT LABS COM 5,355 -2,857 (34.79) 114,480
WELLS FARGO & CO NEW COM 5,170 -3,567 (40.83) 95,526
HOME DEPOT INC COM 5,116 -4,466 (46.61) 44,930
BANK AMER CORP COM 5,031 -2,264 (31.04) 328,627
PEPSICO INC COM 4,630 -2,891 (38.44) 48,251
CITIGROUP INC COM NEW 4,464 443 11.01 87,526
BANK NEW YORK MELLON CORP COM 4,266 237 5.89 107,320
AMERICAN EXPRESS CO COM 4,088 -2,534 (38.27) 52,425
WALGREENS BOOTS ALLIANCE INC COM 3,784 -4,394 (53.73) 44,361
GENERAL ELECTRIC CO COM 3,728 -2,429 (39.45) 149,976