Insider Trades of OATES JAMES M Information

Click on the column header to resort ascending (▲) or descending (▼).

Individual Insider Trades

Company Relation Last Date ▲ Type Tran OwnerType Shares Traded Last Price Shares Held
STIFEL FINANCIAL CORP Director 09/17/2013 Form 4 Sell direct 8,000 42.51 38,380
JOHN HANCOCK PREFERRED INCOME FUND III Other 11/18/2013 Form 4 Buy direct 61 16.06 708
JOHN HANCOCK PREFERRED INCOME FUND Other 11/18/2013 Form 4 Buy direct 53 18.3499 620
JOHN HANCOCK PREFERRED INCOME FUND II Other 11/18/2013 Form 4 Buy direct 54 18.23 613
JOHN HANCOCK INVESTORS TRUST Other 11/18/2013 Form 4 Buy direct 52 18.83 592
STIFEL FINANCIAL CORP Director 11/25/2013 Form 4 Disposition (Non Open Market) direct 2,572 0 35,808
STIFEL FINANCIAL CORP Director 11/26/2013 Form 4 Sell direct 6,000 44.95 29,808
JOHN HANCOCK INCOME SECURITIES TRUST Other 02/10/2014 Form 4 Buy direct 136 14.53 924
JOHN HANCOCK PREMIUM DIVIDEND FUND Other 02/10/2014 Form 4 Buy direct 162 12.22 1,104
JOHN HANCOCK PREFERRED INCOME FUND III Other 02/10/2014 Form 4 Buy direct 118 16.817 842
JOHN HANCOCK PREFERRED INCOME FUND Other 02/10/2014 Form 4 Buy direct 105 18.9471 739
JOHN HANCOCK PREFERRED INCOME FUND II Other 02/10/2014 Form 4 Buy direct 105 18.88 732
JOHN HANCOCK INVESTORS TRUST Other 02/10/2014 Form 4 Buy direct 100 19.97 706
DUFF & PHELPS SELECT ENERGY MLP FUND INC. Director 11/04/2014 Form 4 Acquisition (Non Open Market) direct 1,500 16.5 1,500

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