Principal Investing

Definition

Investment by merchant banks, investment banks, or advisory firms of the firm’s capital to finance a transaction, as opposed to raising capital from investors.

Investing Essentials

Copyright © 2011 Campbell R. Harvey, Professor of Finance, Fuqua School of Business at Duke University


Term of the Day

Registration
In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC.

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