Form 13F

Definition:

A quarterly report of equity holdings filed to United States Securities & Exchange Commission (SEC) by investment managers with at least $100 million in equity assets under management. Form 13F only reports long positions, short positions are not required to be reported.

Investing Essentials


Copyright © 2011 Campbell R. Harvey, Professor of Finance, Fuqua School of Business at Duke University

Term of the Day

Good-this-Month order (GTM)

An order to buy or sell securities that continues to be a valid order until the end of the current month.

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