Form 13F

Definition:

A quarterly report of equity holdings filed to United States Securities & Exchange Commission (SEC) by investment managers with at least $100 million in equity assets under management. Form 13F only reports long positions, short positions are not required to be reported.

Investing Essentials


Copyright © 2011 Campbell R. Harvey, Professor of Finance, Fuqua School of Business at Duke University

Term of the Day

Up volume

When a stock closes increases in value on a particular day, the volume in that stock is considered up volume. Related: Down volume.

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