Form 13F

Definition:

A quarterly report of equity holdings filed to United States Securities & Exchange Commission (SEC) by investment managers with at least $100 million in equity assets under management. Form 13F only reports long positions, short positions are not required to be reported.

Investing Essentials


Copyright © 2011 Campbell R. Harvey, Professor of Finance, Fuqua School of Business at Duke University

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Qualitative research

Traditional analysis of firm-specific prospects for future earnings. It may be based on data collected by the analysts, there is no formal quantitative framework used to generate projections.

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