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ASIA MARKETS: Japan Capital-raising Fears May By Overblown



By V. Phani Kumar

Japanese stocks are suffering from concerns of upcoming share offerings that would dilute the value of existing shares, but at least one leading analyst sees these fears as overblown.

While capital-raising via stock offerings had been more of a worry for investors in Japan's banks, recent announcements of share-sale plans by non- financial companies -- such as Hitachi Ltd. and Nippon Yusen K.K. -- have widened those fears across the broader market.

But Mizuho Securities' top strategist says these concerns may prove ungrounded, as they don't take into account the improvement in fundamentals as shown by corporate earnings in the during the July-September quarter.

Mizuho's Tomochika Kitaoka wrote in a report that the "unwarranted" market fears have pulled down share prices ahead of the announcements, with the shares bottoming after the details of capital-raising are known.

"This appears to reflect the many cases of the market pricing in dilution ahead of capital-increase announcements, while viewing the actual announcements as a potential catalyst for a share price rebound," said Kitaoka.

Among companies that announced capital-raising plans recently, Hitachi (HIT) said it will raise up to 415.7 billion yen ($4.6 billion) by issuing shares and convertible bonds.

Last week, Nippon Yusen detailed a plan to raise 142.5 billion yen from a new share issue, while Mitsui Chemicals said it planned a 64.2 billion yen offer.

In Tuesday's trading, Hitachi shares fell 2.6% on top of Monday's 8.5%, with Nippon Yusen (NYUKF) up 0.7% and Mitsui Chemicals (MITUY) down 0.4%.

While the stocks sales of Hitachi and others may seem large, they are significantly below some of those planned by the financial sector -- in particular, mega bank Mitsubishi UFJ Financial Group's reported plan to sell about 1 trillion yen, or $11 billion, worth of stock.

Yet despite such a massive potential dilution, MUFG shares (MTU) advanced 0.6% , after Monday's 5.5% tumble immediately following the weekend reports of its purported capital-raising.

"In our view, the only companies that need to carry out equity financing deals are those with severely impaired capital and financial institutions faced with the specter of stricter capital adequacy standards," Kitaoka said.

He added that, although equity financing in Japan could reach about 7 trillion yen during the current financial year ending March 31, a capital-raising of about 2% to 3% of Japan's market capitalization doesn't appear to be "a plausible reason" for the market's underperformance.

In wider market action, the Nikkei 225 Average dropped 0.4% to 9,753.35, with Hong Kong's Hang Seng Index falling 0.4%, and Australia's S&P/ASX 200 shedding 0.4%.

China's Shanghai Composite rose 0.1%, South Korea's Kospi dropped 0.2%, and India's Sensex slipped 0.2%.


  (END) Dow Jones Newswires
  11-17-090040ET
  Copyright (c) 2009 Dow Jones & Company, Inc.

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