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US Government Should Mandate Federal Charter For Some Insurers Experts



By Darrell A. Hughes, Of DOW JONES NEWSWIRES

WASHINGTON -(Dow Jones)- Academic experts Tuesday said the Obama administration's plan to modernize the U.S. insurance sector should include the creation of a federal charter that would be mandatory for some insurers as determined by the government.

Some larger insurance firms, because of their activities, might need to be federally regulated, said Martin Grace, who is associate director of Georgia State University's Center for Risk Management and Insurance Research.

Grace testified before the Senate Banking Committee. The hearing held by committee Chairman Chris Dodd, D-Conn., addressed how the insurance sector could be better regulated and modernized. Hal Scott, professor of international financial systems at Harvard Law School, was among others who testified.

At issue is the question of to what extent a possible federal charter for the sector should be optional. Insurance companies currently are chartered on the state level.

The option of operating under a federal charter would establish a system of regulation and supervision for insurers similar to the banking regulatory system.

The Treasury Department last week unveiled legislation detailing the administration's regulatory overhaul plan, which includes the creation of a national insurance office that would be housed within the department. This office could handle ways to address systemic risk in the insurance sector. The plan, however, didn't propose the creation of a federal charter for insurers.

Grace asked the government to take into consideration the scope of insurers that might not opt for a federal charter, such as those with interstate or international operations. The government should have the power to examine a firm's activities, complexity and market involvement, and then determine whether it should be federally chartered, he said.

Scott of Harvard Law School suggested that lawmakers further explore mandatory chartering and regulation for larger firms, while keeping a national charter optional for some large and smaller insurance companies. He also said that some large insurance firms that might become federally chartered under a broad mandate may not pose real systemic risk.

Dodd said modernizing the insurance sector and exploring all ideas are imperative as "insurance companies have become more global and more complex."

"And even though the insurance industry did not create the economic crisis, like almost every other industry it has been hit hard, and as a result many are calling on us to modernize regulations," he said.

Dodd later added, "It's important we get this right."

-By Darrell A. Hughes, Dow Jones Newswires; 202-862-6684; darrell.hughes@ dowjones.com


  (END) Dow Jones Newswires
  07-28-091501ET
  Copyright (c) 2009 Dow Jones & Company, Inc.

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