UPDATE: Court Rejects Tax-Shelter Transactions in Dow Chemical Case

By Dow Jones Business News,  February 27, 2013, 06:06:00 PM EDT


(Updates with additional background on Dow, in seventh paragraph.)

By Debbie Cai

A federal court rejected two tax-shelter transactions entered into by Dow Chemical Co. ( DOW ), that allegedly created about $1 billion in phony tax deductions, and imposed penalties on the chemical producer.

Chief Judge Brian A. Jackson on the District Court for the Middle District of Louisiana stated that Goldman Sachs Group Inc. ( GS ) and law firm King & Spalding created the schemes to form a partnership that Dow operated out of its European headquarters in Switzerland. The judge in his opinion said the U.S. Justice Department was right to reject the artificial tax benefits created by these schemes that were designed to exploit perceived weaknesses in the tax code and not designed for legitimate business reasons.

Details on the penalties weren't disclosed.

Dow Chemical said that it had paid all taxes with interest with respect to tax years 1993 to 2003 that were involved in this case, but sought a determination by the U.S. District Court that the taxes at issue were wrongly assessed by the Internal Revenue Service.

"Dow is disappointed by the trial court's decision in this case, and we believe the opinion is not supported by the facts and applicable law," the company said in a statement. "Dow is exploring all of its options, including appeal."

A spokesman for King & Spalding said he wasn't aware of the case and as policy the firm doesn't comment on client matters. Goldman Sachs declined to comment.

The potential tax charge continues as Dow sees through efforts to rebuild its balance sheet in a still-weak global chemicals market. It has turned to asset sales and cost cuts ahead of an expected multibillion-dollar award this year from Kuwait's main petrochemical company after it backed out of a planned deal.

Last month, the chemical company reported that it swung to a fourth-quarter loss as it was weighed down by charges tied to its restructuring effort, though core earnings improved.

Shares closed at $31.81 and were flat after hours. The stock is up 8.1% over the past six months.

Write to Debbie Cai at debbie.cai@dowjones.com

Subscribe to WSJ: http://online.wsj.com?mod=djnwires


  (END) Dow Jones Newswires
  02-27-131806ET
  Copyright (c) 2013 Dow Jones & Company, Inc.

This article appears in: News Headlines

Referenced Stocks: DOW, GS



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