Referenced Stocks

Mid-Day ETF Update: ETFs Weaker, Stocks Slip Into the Red on Fiscal Cliff Talks Stalemate

By Midnight Trader December 04, 2012, 01:32:43 PM EDT

Active broad-market exchange-traded funds at mid-day:

SPDR S&P 500 ( SPY ): -0.36%

iShares MSCI Emerging Markets Index ( EEM ): +0.24%

PowerShares QQQ Trust, Series 1 ( QQQ ): -0.51%

Financial Select Sector SPDR ( XLF ): -0.64%

iPath S&P 500 VIX Short Term Futures ( VXX ): +3.2%

Broad Market Indicators

Broad-market exchange-traded funds, including SPY, IWM, IVV and others, are mixed. Actively traded PowerShares QQQ ( QQQ ) is down 0.5%.

U.S. stocks have edged lower as U.S. budget talks aimed at avoiding the tax hikes and spending cuts that would take effect in January, remain deadlocked. Investors still believe that a compromise could be reached, despite the slow progress in the negotiations. Just yesterday, Republicans proposed a plan that contained $800 billion in new tax revenue, which was rejected by the White House, saying it offered nothing new. Meanwhile, a bipartisan group of governors will meet with President Barack Obama and congressional leaders today to learn more about reduced federal spending on state budgets, and their subsequent impact, according to a report on Reuters.

Winners and Losers

Financial -

Select Financial Sector SPDRs ( XLF ) is down 0.64%. Direxion Daily Financial Bull 3X shares (FAS) is down 1.5%. Its bearish counterpart, FAZ, is up 1.68%.

Among financial stocks, New Mountain Finance Corp. (NMFC) is down nearly 5% after launching an offering of three million shares, with the ultimate objective of investing in portfolio companies and paying down debt. The management-investment company recently had about 20.7 million shares outstanding.

Technology -

Tech ETFs are weaker: Technology Select Sector SPDR ETF (XLK), down 0.58%; iShares Dow Jones US Technology ETF (IYW), down 0.52%; iShares S&P North American Technology ETF (IGM), down 0.06%; and iShares S&P North American Technology-Software Index (IGV), down 0.24%.

Among semiconductor ETFs, SPDR S&P Semiconductor (XSD) is down 0.16% and Semiconductor Sector Index Fund (SOXX) is down 0.16%.

SPDR S&P International Technology Sector ETF (IPK) is flat.

In sector news, MetroPCS (PCS) is down more than 7% following Reuters reports that Sprint (S) is unlikely to counter T-Mobile's bid for the mobile carrier. The news service, citing sources it didn't identify, said a bid for PCS would complicate the ongoing regulatory review of a separate deal with Japan's Softbank Corp. PCS shares climbed 5% last week after a Guggenheim Securities LLC analyst said S might make a counteroffer for the company. Sprint is flat.

Industrial -

Industrial ETFs are mildly higher: Vanguard Industrials (VIS), up 0.03%; iShares Trust Dow Jones U.S. Industrial Sector Index Fund (IYJ), up 0.04%; and Select Sector SPDR-Industrial (XLI), up 0.33%.

Among stocks, Toll Brothers (TOL) is up 0.8%, trimming earlier gains of some 4%, after reporting Q4 EPS of $2.35, which includes special items and may not be comparable to the Capital IQ consensus estimate of $0.25. Revenues were 632.8 mln, beating the analyst estimate of revenues of $565.87 mln.

Commodities -

Crude was down 0.76%; natural gas was down 1.31%. United States Oil Fund (USO) is down 0.34%. United States Natural Gas Fund (UNG) is down 1.32%.

Gold was down 1.39%, sinking below $1,700 but off day lows; silver was also down 2.44%. Among rare metal funds, SPDR Gold Trust (GLD) is down 1.18%; iShares Silver Trust (SLV) is down 2.27%.

Despite the declining price of gold, most ETF investors continue to be bullish on gold looking ahead into 2013, according to a report on MarketWatch. In the current uncertainty of the market, investors are staying focused on the longer-term fundamentals of gold, the report stated.

Consumer -

Consumer ETFs are lower: Consumer Staples Select Sector SPDR (XLP), down 0.17%; iShares Dow Jones US Consumer Goods (IYK), down 0.56% from near 52 week highs; and Vanguard Consumer Staples ETF (VDC), down 0.17%.

Retail ETFs are weaker: SPDR S&P Retail (XRT), down 0.8%; PowerShares Dynamic Retail (PMR), down 0.3%; and Market Vectors Retail ETF (RTH), down 0.47% but earlier touched a new year high of $45.15.

In sector news, Big Lots (BIG) is up a lucky 13% after reporting a Q3 loss of $0.03 per share, ex one-time items, versus the Capital IQ consensus of a $0.24 loss per share. Revenues were $1.1 bln, versus the analyst estimate of $1.14 bln. Comparable store sales for U.S. stores decreased 4.6% for the quarter. The company expects Q4 EPS of $1.91 - $2.10, assuming U.S. comparable store sales decline in the range of low to mid single digits and a total U.S. sales increase in the range of 3% to 7%. For FY12, the company expects EPS of $2.86 - $3.05, assuming U.S. comparable store sales decline in the low single digit range and a total U.S. sales increase in the range of 1% to 3%. Analysts are looking for Q4 EPS of $2.03 and FY12 EPS of $2.81.

Power Play -

Healthcare -

Healthcare ETFs are modestly firmer: Health Care SPDR (XLV), up 0.2% to about $1 off 52 week highs; Vanguard Health Care ETF (VHT), up 0.01%; and iShares Dow Jones US Healthcare (IYH), up 0.23%. Biotech ETF iShares NASDAQ Biotechnology Index (IBB), on the other hand, is down 0.23%.

In corporate news, Galena Biopharma, Inc. (GALE) is up nearly 12% at around $2.28 but off a day high $2.43 after it announced the signing of an agreement with a subsidiary of Teva Pharmaceutical Industries Limited for the commercialization of NeuVax (nelipepimut-S or E75) in Israel. Under the agreement, Teva Israel will assume responsibility for regulatory registration in Israel, provide financial support for local development, and will commercialize the product in the region. Specific financial terms were not disclosed, but the agreement allows for significant royalty payments to Galena Biopharma on future sales. TEVA shares are up 1.36%.




The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of The NASDAQ OMX Group, Inc.


This article appears in: Investing, Commodities

Referenced Stocks: EEM, QQQ, SPY, VXX, XLF



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