Best Fixed-Income ETF Picks For Q4: Strategists

By Investor's Business Daily October 03, 2012, 04:49:00 PM EDT

The Federal Reserve's unleashing of a third round of quantitative easing lets risk-averse investors extend their stay in safe-haven Treasuries, but presses those hungry for higher yields to look elsewhere.

Several ETF strategists see opportunities in several areas of fixed income. They offer their best ETF investing ideas for the final quarter of 2012.

• Tom Lydon, founder of ETFTrends.com in Newport Beach, Calif., with $90 million in assets under management:

It's all about the yields these days. Investors are fed up with Treasuries yielding under 2% as the Federal Reserve continues its loose monetary policies, especially with interest rates slated to remain near zero until mid-2015. Consequently, investors are being forced into every corner that offers yields.

Thanks to the Fed, theSPDR Barclays Capital High Yield Bond ETF ( JNK ), with a 5.91% 30-day SEC yield, provides an attractive alternative. While skeptics may be a little apprehensive about noninvestment, speculative-grade debt, this junk bond ETF doesn't mean it's junk. Year-to-date, the junk bond market has returned about 11%.

Typically, speculative-grade bonds come with attractive yields because of their inherently riskier nature. However, default rates remain significantly depressed. For instance, U.S. default rates were only at 3.5% as of the end of August. And Moody's also stated that the trailing 12-month global speculative-grade default rate is at 3% as of August. In comparison, the average default rate since 1983 has been 4.8%.

Meanwhile, corporate America is still sitting on a lot of cash, and balance sheets have been at their best in years. At least they learned their lessons coming out of the 2008 financial depression.

Nevertheless, because of their riskier nature, high-yield bonds also move closer with the equities market, so potential investors should be wary of their total allocations.

• Daniel Weiskopf, managing director of Forefront in New York with $125 million in assets:

Our overweighted positions are inMarket Vectors High-Yield Muni ETF ( HYD ),SPDR Barclays Capital Convertible Bond ( CWB ) andPimco Total Return ETF ( BOND ). We are also longiShares JPMorgan USD Emerging Markets Bond ( EMB ).

The emerging market fixed-income markets offer diversification of credit, currencies and correlation. In certain cases, they offer relative value over the U.S. fixed-income markets with shorter durations, higher credit quality and yield.

The degree of recent outperformance between emerging market currency and dollar-denominated currencies ETFs is a trend we are monitoring closely in this fourth quarter. The flight to quality that has partially driven the outperformance may change in Q4 as further perceived risk-taking drives higher returns and leads us to switch.

The challenge in the fixed-income market in the fourth quarter and in the coming years is that low-single-digit returns are more probable given global fixed-income prices. And if global economies are going to get stronger, then fixed-income prices should go down.

Conversely, prices could stabilize or rise because global growth continues to stall. We are in unprecedented global conditions, so predictions about trends are difficult to make. Nevertheless, we are excited by the opportunities that exist in using ETFs as a tactical tool.

While always seeking out to invest in long-term trends, we believe that in using ETFs we will be able to take advantage of inefficiencies in how ETFs trade, the ability to access markets that are temporarily undervalued and the potential for the reversal of the U.S. long-term Treasuries, which we see as offering very little value after rallying over 25% to 36% year over year.

• John Graves, managing principal of the Renaissance Group in Ventura, Calif., with $480 million in assets:

An interesting idea for Q4 isPowerShares Emerging Markets Sovereign Debt (PCY). The yield is just shy of 5%. It is quite inexpensive for an international bond account, which usually is the most expensive of purchases in the world of manufactured financial products.

The current components are the sovereign debts of Vietnam, Pakistan, Romania, Korea, Qatar and Turkey. The risk is certainly higher than that from stronger balance sheet nations such as ... . Well, there aren't many of those left these days, are there?

Of course, the risk is a result of the political situation in each country as well as the currency risk between each nation and the U.S. dollar. While the bonds in the ETF are all dollar-denominated, that does not alleviate the forex risk; it merely ameliorates it.

The decline during the winter of 2008-09 was in line with everything else on the planet. If you ignore that disturbance, then the historical chart looks rather benign.

Ignore that blip at your own risk. These are the debt of nations that offer, at best, a smoky glass through which to view their underlying finances.

Turmoil in the Islamic world would directly impact this investment. A recurrence of the Chinese irritant for Vietnam would have a similar effect.




The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of The NASDAQ OMX Group, Inc.


This article appears in: Investing, ETFs

Referenced Stocks: BOND, CWB, EMB, HYD, JNK



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