NASDAQ Listing Requirements and Fees

Requirements & Fees

Summary of Listing Fees & Financial Requirements (PDF): Please Note: This document contains the new 2002 Annual Fees, Requirements, and Listing of Additional Shares Fees for the NASDAQ National Market and the NASDAQ SmallCap Market. Look for new 2002 entry fees to be posted soon.

NASDAQ National Market Listing Applications: Listing Agreement (PDF); Listing Application: Initial Public Offerings (PDF); Listing Application: Publicly Traded Securities (PDF); Entry Fee Payment Form - Initial Submission (PDF); Entry Fee Payment Form - Payment of Balance (PDF); Company Logo Authorization Form (PDF)

NASDAQ SmallCap Listing Applications: Listing Agreement (PDF); Listing Application: Initial Public Offerings (PDF); Listing Application: Publicly Traded Securities (PDF); Entry Fee Payment Form - Initial Submission (PDF); Entry Fee Payment Form - Payment of Balance (PDF); Company Logo Authorization Form (PDF)

The NASDAQ Stock Market, Inc. has provided these forms for your convenience. You may view them online, or print a copy to fill out and file with NASDAQ. To view and print PDF documents, you will need the Adobe® Acrobat Reader browser plug-in (free).