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Nasdaq
Web NASDAQ.com   
Listing On NASDAQ

Listing Standards & Fees
Listing Standards & Fees
NASDAQ Global Select Market
 
Applications & Forms
 
The NASDAQ Stock Market Listing Application   
The above publications contain the application and forms necessary to list a company on The NASDAQ Stock Market. Stand-alone versions of the documents are also provided below. Companies may also apply for listing using our online application. Questions regarding the use of the online listing application should be directed to the NASDAQ Corporate Client Group at 866.891.8132.
 
Listing Application
Listing Agreement
Corporate Governance Certification Form
Entry Fee Payment Form: Initial Submission
Entry Fee Payment Form: Payment of Balance
Company Logo Authorization Form
 
Additional Listing Applications
Listing Application For Companies Switching From
                   The New York Stock Exchange
Dual Listing
                   Listing Application
                   Listing Agreement
Exchange Traded Funds
                   Listing Application
                   ETF Data Templates XLS
Transfer Application: From The NASDAQ Global Market to
                   The NASDAQ Global Select Market
Transfer Application: From The NASDAQ Capital Market to
                   The NASDAQ Global Market or The NASDAQ Global Select Market
Transfer Application: From The NASDAQ Global Market or The NASDAQ
                   Global Select Market to The NASDAQ Capital Market
Listing Application: New Class of Securities
 
Listed Companies - Notifications & General Forms
Guide to Notifications
Cash Dividend/Distribution
Change in Company Record
Change in Number of Shares Outstanding
Interpretative Request: Fee Payment Form
Listing of Additional Shares
                   Notification
                   Instructions
Non-Cash Dividend/Distribution
Substitution Listing Event
 
Listing Information
Frequently Asked Questions (FAQs)
Corporate Data Operations
Exchange Registration
Fraud Alert  
Listing Qualifications
MarketWatch
NASDAQ Global Select
Symbol Reservations
 
Guides & Resources
Going Public Listing Guide - for North American Companies
Going Public Listing Guide - for European Companies
Going Public Listing Guide - for Chinese Companies
Corporate Governance Resources
Regulatory Requirements
Marketplace Rules
NASDAQ Rule Filings: Listed Companies
Issuer Alerts
 
Contact NASDAQ
Business Development & Sales
Corporate Data Operations
Listing Qualifications
MarketWatch
Media Relations
Office of General Counsel
Contact NASDAQ - Email address to receive inquiries and feedback
The FINRA Investor Complaint Center - Email address to receive complaints regarding brokers
and/or alleged fraudulent activity
 
Legal and Compliance
 
Note: The NASDAQ Stock Market LLC has provided the applications and forms for your convenience. Please note that original signatures are required for all documents. The applications and forms are available in two versions: Microsoft Word and Adobe PDF. The Word documents are interactive so that you can view, complete, print, save, and e-mail the documents. Using the Adobe PDFs, you can view, complete, and print; however, you cannot save or e-mail the documents. Adobe® Acrobat Reader browser plug-in (free) is required to view and print the PDF documents. If you have any questions regarding these applications and forms, please contact Listing Qualifications at +1 301 978 8008.