Applications & Forms
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The NASDAQ Stock Market Listing Application
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| The above publications contain the
application and forms necessary to list a company on The NASDAQ Stock Market.
Stand-alone versions of the documents are also provided below. Companies may
also apply for listing using our online application. Questions regarding the
use of the online listing application should be directed to the NASDAQ
Corporate Client Group at 866.891.8132. |
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| Listing Application |
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| Listing Agreement |
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| Corporate Governance Certification Form |
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| Entry Fee Payment Form: Initial Submission |
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| Entry Fee Payment Form: Payment of Balance |
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| Company Logo Authorization Form |
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| Additional Listing Applications |
Listing Application For Companies Switching From
The New York Stock Exchange |
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| Dual Listing |
| Listing Application |
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| Listing Agreement |
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| Exchange Traded Funds |
| Listing Application |
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| ETF Data Templates |
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XLS |
Transfer Application: From The NASDAQ Global Market to
The NASDAQ Global Select Market |
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Transfer Application: From The NASDAQ Capital Market to
The NASDAQ Global Market or The NASDAQ Global Select Market |
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Transfer Application: From The NASDAQ Global Market or The NASDAQ
Global Select Market to The NASDAQ Capital Market |
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| Listing Application: New Class of Securities |
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| Listed Companies -
Notifications & General Forms |
| Guide to Notifications |
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| Cash Dividend/Distribution |
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| Change in Company Record |
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| Change in Number of Shares Outstanding |
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| Interpretative Request: Fee Payment Form |
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| Listing of Additional Shares |
| Notification |
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| Instructions |
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| Non-Cash Dividend/Distribution |
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| Substitution Listing Event |
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| Listing Information |
| Frequently Asked Questions (FAQs) |
| Corporate
Data Operations |
| Exchange
Registration |
Fraud Alert |
| Listing
Qualifications |
| MarketWatch |
| NASDAQ
Global Select |
| Symbol
Reservations |
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| Guides & Resources |
| Going Public
Listing Guide - for North American Companies |
| Going Public
Listing Guide - for European Companies |
| Going Public
Listing Guide - for Chinese Companies |
| Corporate Governance Resources
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| Regulatory Requirements
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| Marketplace Rules
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NASDAQ Rule Filings: Listed Companies
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| Issuer Alerts
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| Contact NASDAQ |
| Business Development
& Sales |
| Corporate
Data Operations |
| Listing
Qualifications |
| MarketWatch |
| Media
Relations
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| Office of
General Counsel |
| Contact
NASDAQ
- Email address to receive inquiries and feedback |
The
FINRA Investor Complaint Center - Email address to receive complaints
regarding brokers
and/or alleged fraudulent activity |
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| Legal and
Compliance |
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