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Listing Applications & Notifications For Listed Companies

NASDAQ Internet Application  

The NASDAQ Internet Listing Application is available through the NASDAQ OMX Application Center. Our online Application Center will allow you to complete the Listing Application electronically and upload any documentation, including your completed Listing Agreement and Corporate Governance Certification Form. Using our online application will facilitate a faster and more efficient review of your application. If you require additional assistance after viewing our Application Demo, please contact Listing Qualifications Staff directly at +1 301 978 8008.

Listing Applications & Related Forms

The NASDAQ Stock Market Listing Application   
The above publications contain the application and forms necessary to list a company on The NASDAQ Stock Market. Stand-alone versions of the documents are also provided below. Companies may also apply for listing using our online application.
 
Listing Application
Application Guides
                   Initial Public Offerings
                   Publicly Traded Securities
Listing Agreement
Corporate Governance Certification Form
Entry Fee Payment Form: Initial Submission
Entry Fee Payment Form: Payment of Balance
Company Logo Authorization Form
 
Other Listing Applications - Please note that companies may submit these Listing Applications using our online application, which is available in the NASDAQ OMX Application Center.
.
Listing Application For Companies Switching From
                   The New York Stock Exchange
Listing Application For Companies Switching From
                   NYSE AMEX
Dual Listing
                   Listing Application
                   Listing Agreement
Exchange Traded Funds
                   Listing Application
                   ETF Data Templates
Listing Application: Business Combination Pursuant to IM-5101-2
Transfer Application: From The NASDAQ Global Market to
                   The NASDAQ Global Select Market
Transfer Application: From The NASDAQ Capital Market to
                   The NASDAQ Global Market or The NASDAQ Global Select Market
Transfer Application: From The NASDAQ Global Market or The NASDAQ
                   Global Select Market to The NASDAQ Capital Market
Listing Application: New Class of Securities
 
Notifications For Listed Companies

Guide to Notifications
Cash Dividend/Distribution
Change in Company Record
Change in Number of Shares Outstanding
Interpretative Request: Fee Payment Form
Listing of Additional Shares
                   Notification
                   Instructions
Non-Cash Dividend/Distribution
Substitution Listing Event
 
Listing Guides & Resources

Listing Standards & Fees
Regulatory Requirements
Frequently Asked Questions
Listing Rules
Issuer Alerts
Going Public Listing Guide - for North American Companies
Going Public Listing Guide - for European Companies
Going Public Listing Guide - for Chinese Companies
 
 
Note: The NASDAQ Stock Market LLC has provided the applications and notifications for your convenience. The applications and notifications are available in two versions: Microsoft Word and Adobe PDF. The Word documents are interactive so that you can view, complete, print, save, and email the documents. Using the Adobe PDFs, you can view, complete, and print; however, you cannot save or email the documents. Adobe® Acrobat Reader browser plug-in (free) is required to view and print the PDF documents. If you have any questions regarding these forms, please contact Listing Qualifications at +1 301 978 8008.