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   NASDAQ Rule Filings: Listed Companies – 2006

Rule Filing Date Purpose
SR-NASD-2006-068
Amendment 1
Amendment 2
Amendment 3
Amendment 4
Notice & Approval
05/30/06
06/09/06
06/15/06
06/27/06
06/29/06
06/29/06
Listing Standards: Proposal to Rename The NASDAQ National Market as The NASDAQ Global Market and to Create The NASDAQ Global Select Market, a New Segment Within The NASDAQ Global Market With Higher Listing Standards
Affected Marketplace Rules: 3350 & IM-3350, 4200, Series 4300, 4400, and 4500, 4701, 6120 and 7024
SR-NASD-2006-047
Notice & Appproval
04/04/06
04/21/06
Fees: Proposal to Change Rule 4500 Series to Describe an Application of NASDAQ's Authority to Waive Certain Fees and to Make Certain Technical Corrections
Affected Marketplace Rules: IM-4500-2, IM-4500-3, IM-4500-4, 4510 and 4520
SR-NASD-2006-028
Notice
Approval
02/24/06
02/24/06
04/06/06
The NASDAQ Stock Market: Proposal to Allow NASDAQ to Take Certain Actions on Behalf of Its Issuers in Connection With the NASDAQ Transition to a National Securities Exchange
Affected Marketplace Rule: 4130
SR-NASD-2006-001
Amendment 1
Notice & Approval
01/03/06
01/13/06
01/19/06
Index Linked Securities: Proposal to Adopt Generic Listing Standards for Index Linked Securities
Affected Marketplace Rules: 4420(m) and 4450(c)