| Rule Filing
|
Date
|
Purpose
|
SR-NASD-2003-199
Notice
Approval
|
12/29/03
01/28/04
03/11/04
|
Fee Waivers: Proposal to Provide Interpretative Material Regarding Fee Waivers in Certain Merger Situations for Retrospective Applicants
Affected Marketplace Rules: 4510 and 4520 and Interpretative Material Thereunder
|
SR-NASD-2003-198
Notice & Approval
|
12/29/03
01/28/04
|
Fee Waivers: Proposal to Provide Interpretative Material Regarding Fee Waivers in Certain Merger Situations for Prospective Applicants
Affected Marketplace Rules: 4510 and 4520 and Interpretative Material Thereunder
|
SR-NASD-2003-178
Notice
Approval
|
12/02/03
12/05/03
02/02/04
|
Fees: Proposal to Modify the Listing Fee Schedule for Foreign Issuers
Affected Marketplace Rules: 4510 and 4520
|
SR-NASD-2003-172
Amendment 1
Amendment 2
Amendment 3
Amendment 4
Notice & Apporval
|
11/24/03
12/17/03
12/22/03
12/22/03
01/08/04
01/12/04
|
Corporate Governance: Proposal to Make Technical Changes in NASDAQ’s Corporate Governance Rules and Interpretative Material
Affected Marketplace Rules: 4200A, 4350, 4350(A) and Interpretative Material Thereunder
|
SR-NASD-2003-130
Amendment 1
Amendment 2
Notice & Approval
Correction
Correction
|
08/15/03
10/02/03
10/07/03
10/14/03
10/22/03
10/31/03
|
Shareholder Approval: Proposal to Clarify Shareholder Approval Rules Regarding Stock Option Plans and Other Equity Arrangements
Affected Marketplace Rules: 4350(i)(1)(A) and IM-4350-5
|
SR-NASD-2003-127
Notice
Approval
|
08/08/03
08/26/03
10/15/03
|
Fees: Modification of the Fee Schedule for the Listing of Additional Shares and the Establishment of a Record-Keeping Fee
Affected Marketplace Rule: 4510 and 4520
|
SR-NASD-2003-105
Notice
Approval
|
07/03/03
07/28/03
09/04/03
|
Fees: Proposal to Establish a Pilot Program for the Imposition of a Fee for Written Interpretations of NASDAQ Listing Rules
Affected Marketplace Rule: 4550
|
SR-NASD-2003-044
Amendment 1
Amendment 2
Notice
Amendment 3
Approval
|
03/18/03
03/21/03
09/25/03
10/03/03
11/25/03
02/05/04
|
Bid Price: Proposal to Modify the Minimum Bid Price Listing Standards and Related Compliance Periods
Affected Marketplace Rules: 4310(c), 4450 and 4820
|
SR-NASD-2003-034
Press Release
Approval
|
01/30/03
03/11/03
|
Bid Price: Proposal to Extend Minimum Bid Price Compliance Period
Affected Marketplace Rules: 4310(c)(8)(D), 4450(b)(4), 4450(e)(2) and 4450(i)
|
SR-NASD-2003-023
Amendment 1
Notice
Approval
|
02/25/03
10/09/03
10/16/03
01/21/04
|
Listing Appeals Process: Proposal to Clarify Applicability of the Corporate Governance Provisions
Affected Marketplace Rule: 4810
|
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