| Rule Filing
|
Date
|
Purpose
|
SR-NASD-2001-084
Notice & Approval
|
01/15/02
|
Market Value of Listed Securities: Proposal to Change the Description of Market Capitalization
Affected Marketplace Rules: 4200, 4310, 4320 and 4450
|
SR-NASD-2001-076
Approval
|
12/28/01
|
Fees: Proposal to Modify Entry and Annual Fee Schedules for The NASDAQ National Market and SmallCap Market
Affected Marketplace Rules: 4510, 4520 and 4530
|
SR-NASD-2001-061
Notice & Approval
Press Release
Press Release
|
09/27/01
09/27/01
12/12/01
|
Bid Price and Market Value of Public Float: Proposal to Temporarily Suspend the Continued Listing Standards
Affected Marketplace Rules: 4310(c)(4), 4310(c)(7), 4450(a)(2), 4450(a)(5), 4450(b)(3) and 4450(b)(4)
|
SR-NASD-2001-048
Approval
|
03/07/02
|
Limited Partnerships: Proposal to Clarify the Applicability of Listing Standards
Affected Marketplace Rules: 4360 and 4470
|
SR-NASD-2001-038
Approval
|
08/03/01
|
Listing of Additional Shares: Proposal to Modify the Fee Schedules and to Clarify the Applicability of the Listing Requirements to American Depositary Receipts ("ADRs")
Affected Marketplace Rules: 4320, 4510 and 4520
|
SR-NASD-2001-014
Approval
Bulletin to Issuers
|
06/29/01
07/01/01
|
Quantitative Listing Standards: Proposal to Modify Certain Entry and Continued Listing Standards
Affected Marketplace Rules: 4200, 4310, 4320, 4420 and 4450
|
SR-NASD-2001-001
Approval
|
03/13/01
|
Reverse Merger: Proposal to Require a NASDAQ Issuer to Apply for Initial Inclusion Upon the Consummation of a Merger with a Non-NASDAQ Entity
Affected Marketplace Rules: 4330(f) and IM-4300
|
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