| Rule Filing
|
Date
|
Purpose
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SR-NASD-2004-190
Notice & Approval
|
12/30/04
01/03//05
|
Sub-Penny Pricing: Proposal to Establish Minimum Pricing Increments in NASDAQ’s Brut Facility
Affected Marketplace Rule: 4912
|
SR-NASD-2004-187
Notice & Approval
|
12/15/04
12/22/04
|
Short Sales Rule: Proposal Related to the Extension of the Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth in Rule 4612
Affected Marketplace Rule: 3350
|
SR-NASD-2004-185
Amendment 1
Amendment 2
Notice
Approval
|
12/14/04
02/17/05
04/14/05
04/21/05
06/09/05
|
Fees: Proposal to Establish a Unitary Fee Schedule for the Distribution of NASDAQ Market Center Data
Affected Marketplace Rules: 7010, 7030, 7060 and 7090
|
SR-NASD-2004-182
Notice & Approval
|
12/13/04
12/27/04
|
NASDAQ’s Official Opening Price: Proposal to Modify the Process for the Calculation of NASDAQ’s Official Opening Price
Affected Marketplace Rules: Series 4700
|
SR-NASD-2004-173
Amendment 1
Notice
Amendment 2
Approval
|
11/02/04
01/24/05
01/25/05
03/02/05
03/07/05
|
NASDAQ’s Brut Facility: Proposal to Establish Rules Governing the Operations of NASDAQ’s Brut Facility
Affected Marketplace Rules: Series 4900
|
SR-NASD-2004-172
Notice & Approval
|
11/02/04
11/05/04
|
Opening Process: Proposal to Modify the Opening Process for NASDAQ-Listed Stocks
Affected Marketplace Rules: 4120, 4701 and 4704
|
SR-NASD-2004-170
Amendment 1
Notice & Approval
|
11/01/04
11/09/04
12/02/04
|
Fees: Proposal to Establish a Uniform Pricing Schedule for the Combined NASDAQ Market Center and Brut Facility for Non-NASD Members
Affected Marketplace Rule: 7010
|
SR-NASD-2004-169
Amendment 1
Amendment 2
Amendment 3
Notice
Approval
|
11/01/04
12/13/04
12/14/04
12/15/04
12/21/04
02/02/05
|
The NASDAQ Market, Inc.: Proposal Related to the Adoption of Additional Listing Standards Applicable to the Security of The NASDAQ Stock Market, Inc. or an Affiliate
Affected Marketplace Rule: 4370
|
SR-NASD-2004-168
Notice & Approval
|
10/29/04
12/08/04
|
The NASDAQ Stock Market, Inc.: Proposal for the Certificate of Designation of the NASDAQ Stock Market, Inc.’s Series C Cumulative Preferred Stock
Affected Marketplace Rules: Not Applicable
|
SR-NASD-2004-167
Amendment 1
Notice & Approval
|
10/29/04
11/08/04
11/16/04
|
Fees: Proposal to Establish a Uniform Pricing Schedule for the Combined NASDAQ Market Center and Brut Facility for NASD Members
Affected Marketplace Rule: 7010
|
SR-NASD-2004-158
Notice & Approval
|
10/21/04
11/08/04
|
Fees: Proposal to Establish a Fee for Direct ECN Connections to The NASDAQ Market Center
Affected Marketplace Rule: 7010
|
SR-NASD-2004-156
Notice & Approval
|
11/02/04
11/16/04
|
ECN Response Time Measurement: Proposal to Provide the Option of a Direct, Dedicated Point-to-Point Communication Linkage
Affected Marketplace Rule: 4710
|
SR-NASD-2004-150
Amendment 1
Notice & Approval
|
10/04/04
12/06/04
12/15/04
|
Short Sales Rule: Proposal to Provide Interpretative Material for NASD Rule 3550
Affected Marketplace Rule: 3550
|
SR-NASD-2004-107
Notice
Approval
|
07/09/04
09/30/04
11/17/04
|
Exchange-Listed Securities: Proposal to Modify Process for Computer-Generated Quoting
Affected Marketplace Rule: 6330(d)
|
SR-NASD-2004-033
Amendment 1
Amendment 2
Amendment 3
Notice
Approval
|
02/24/04
07/14/04
02/23/05
04/07/05
04/07/05
05/18/05
|
Execution Services: Proposal to Add an Alternative Routing Feature to the Execution Services of The NASDAQ Market Center
Affected Marketplace Rules: 4701, 4706, 4707, 4710 and 4714
|
SR-NASD-2004-009
Amendment 1
Amendment 2
Amendment 3
Amendment 4
Notice
Amendment 5
Approval
|
01/20/04
08/20/04
05/05/05
05/11/05
05/16/05
05/20/05
06/16/05
07/27/05
|
Clearly Erroneous Transactions: Proposal to Modify NASD Rule 11890 and Interpretative Materials Thereunder
Affected NASD Rules: 11890, IM-11890-2 and IM-11890-3
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