Research & Tools
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Investor Alerts
FINRA will publish 'Investor Alerts' on a regular basis to educate investors about current securities regulation issues.
Market Mechanics
This presentation will take you through the inner workings of the major U.S. stock markets - from the history of The Nasdaq Stock Market, Inc. to an inside look at how a trade is executed on two different markets - Market Mechanics is a valuable eduational tool that will supplement any financial curriculum.
Broker Check
FINRA BrokerCheck is a free online tool to help investors check the professional
background of current and former FINRA-registered securities firms and brokers.
It should be the first resource investors turn to when choosing whether to do
business with a particular broker or brokerage firm.
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